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Simmons v. Islam
(2026)
Case details
Full caption
Simmons v. Shahidul Islam
Country
United States
Jurisdiction
Tennessee (TN)
Court
Tennessee Supreme Court
Decided
2026
Disposition
Dismissed
Majority
Jeffrey Usman (Justice), joined by Kelly Thomas (Justice), Jr (Justice), Mark Ward (Justice), Sp (Justice)
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
1
2026
WL
1431143
Only
the
Westlaw
citation
is
currently
available.
SEE
COURT
OF
APPEALS
RULES
11
AND
12
Court
of
Appeals
of
Tennessee.
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.
No.
M2025-01261-COA-R3-CV
|
Assigned
on
Briefs
February
4,
2026
|
05/21/2026
Appeal
from
the
Circuit
Court
for
Davidson
County
No.
15C1107
Joseph
P.
Binkley,
Jr.
,
Judge
The
Appellant
brought
suit
against
his
psychiatrist
and
the
psychiatrist's
clinic,
but
the
trial
court
granted
summary
judgment
to
the
defendants.
After
appellate
briefing
and
oral
argument
but
prior
to
the
filing
of
the
opinion
of
the
Court
of
Appeals
affirming
the
trial
court,
the
psychiatrist
died.
The
Appellant
became
aware
of
the
death
after
the
Tennessee
Supreme
Court
denied
his
application
for
permission
to
appeal.
He,
subsequently,
filed
numerous
motions
for
relief
in
the
trial
court.
The
trial
court
denied
relief
under
Rule
60
and
denied
the
other
motions.
We
affirm.
Tenn.
R.
App.
P.
3
Appeal
as
of
Right;
Judgment
of
the
Circuit
Court
Affirmed
Attorneys
and
Law
Firms
Tray
Simmons,
Hermitage,
Tennessee,
pro
se.
Jeffrey
Usman
,
J.,
delivered
the
opinion
of
the
court,
in
which
D.
Kelly
Thomas,
Jr.,
and
W.
Mark
Ward,
SP.
JJ.,
joined.
OPINION
JEFFREY
USMAN
,
JUDGE
I.
*1
In
2015,
Tray
Simmons
brought
a
health
care
liability
action
against
his
psychiatrist,
Dr.
Shahidul
Islam,
and
against
Anxiety
Depression
Disorders
Clinic
(the
Clinic),
Dr.
Islam's
clinic.
After
discovery,
Dr.
Islam
and
the
Clinic
moved
for
summary
judgment
on
the
basis
that
Mr.
Simmons
could
not
establish
damages
with
expert
testimony.
The
motion
was
based
on
a
conflict
between
two
sworn
statements
provided
by
Dr.
Sherri
Studstill,
who
was
Mr.
Simmons's
expert.
Dr.
Studstill's
affidavit
stated
that
Mr.
Simmons
suffered
injury
as
a
result
of
Dr.
Islam's
breach
of
the
standard
of
care,
but
in
her
deposition,
she
stated
only
that
damages
were
“possible.”
Simmons
v.
Islam,
No.
M2023-01698-COA-R3-
CV,
2024
WL
4948939,
at
*2-3
(Tenn.
Ct.
App.
Dec.
3,
2024)
,
perm.
app.
denied
(Tenn.
Apr.
17,
2025).
The
trial
court
granted
summary
judgment
to
Dr.
Islam
and
the
Clinic,
and
it
subsequently
denied
a
motion
to
alter
or
amend.
Id.
at
*3-4.
Mr.
Simmons
appealed.
The
case
was
briefed
on
appeal
and
then
argued
before
the
Court
of
Appeals
in
July
2024.
This
court's
appellate
decision
was
filed
in
December
2024.
According
to
documents
filed
in
the
trial
court
after
the
conclusion
of
the
appeal,
Dr.
Islam
passed
away
on
August
12,
2024.
In
November
2024,
Dr.
Islam's
widow
filed
a
petition
to
open
the
estate
and
to
be
appointed
the
personal
representative.
In
this
court's
December
2024
opinion,
we
affirmed
the
grant
of
summary
judgment
against
Mr.
Simmons.
Id.
at
*10.
We
held
that,
in
accordance
with
the
cancelation
rule,
the
trial
court
did
not
err
in
concluding
that
Dr.
Studstill's
contradictory
sworn
statements
cancelled
one
another
out,
leaving
the
plaintiff
with
no
expert
testimony
establishing
damages.
Id.
at
*9.
This
court
also
denied
relief
as
to
Mr.
Simmons's
arguments
related
to
purported
fraud,
his
arguments
related
to
evidentiary
errors,
and
his
challenge
to
the
costs
awarded
by
the
court.
Id.
at
*5-10.
Mr.
Simmons
sought
permission
to
appeal
to
the
Tennessee
Supreme
Court,
which
denied
review
on
April
17,
2025.
Simmons
v.
Islam
,
No.
M2023-01698-SC-R11-CV
(Tenn.
Apr.
17,
2025)
(Order).
Mr.
Simmons
avers
that
he
became
aware
of
the
death
of
Dr.
Islam
on
April
19,
2025.
It
is
unclear
from
the
technical
record
provided
by
the
trial
court
clerk
when
defense
counsel
became
aware
of
the
death,
but
Mr.
Simmons
alleges
it
was
in
August
2024,
after
oral
arguments
in
the
Court
of
Appeals
but
before
the
Court
of
Appeals
issued
its
ruling.
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
2
After
the
Tennessee
Supreme
Court
denied
review,
Mr.
Simmons
filed
a
motion
in
this
court
seeking
to
substitute
Dr.
Islam's
widow
as
a
party,
seeking
sanctions
against
the
attorneys
for
failure
to
disclose
the
death,
and
seeking
to
revisit
the
merits
of
his
health
care
liability
action.
This
court
found
that
it
was
without
jurisdiction
to
address
the
arguments,
as
the
clerk's
office
had
issued
the
mandate.
Simmons
,
No.
M2023-01698-COA-R3-CV
(Tenn.
Ct.
App.
May
27,
2025)
(Order).
Mr.
Simmons
then
filed
numerous
motions
in
the
trial
court.
We
list
them
here.
He
filed
a
“Motion
to
Stay
Proceedings
Pending
Appellate
Review,”
in
which
he
sought
to
have
the
court
stay
proceedings
while
he
tried
to
recall
the
appellate
mandate;
a
“Motion
for
Expedited
Hearing
on
the
Grounds
of
Motion
to
Lift
Protective
Order,”
in
which
he
sought
to
lift
a
protective
order
barring
him
from
having
contact
with
Dr.
Islam's
widow;
a
“Motion
for
Expedited
Hearing
Requested
on
the
Grounds
to
Lift
the
Pro[tec]tive
Order
of
Mrs.
Islam
for
Subs[t]itution,”
reiterating
a
desire
to
lift
the
protective
order
based
on
the
death
of
Dr.
Islam
and
premised
on
his
widow's
having
served
as
executor
of
the
estate;
a
“Motion
for
Expedited
Hearing
on
the
Grounds
of
Motions
Being
Heard
on
June
23,
2025
and
T.R.C.P.
25.01
for
Suggestion
Of
Death”;
a
“Motion
to
Suggest
Death
on
the
Record”;
a
“Motion
to
Reopen
and
Set
Aside
All
Judgments
for
Misconduct
by
Attorneys
Under
Tennessee
Rules
of
Civil
Procedure
60.02
,
Te[n]nessee
Rules
of
Civil
Procedure
25.01
,
T.C.A.§
61-15-711
T.C.A.
and
T.C.A.
§
20-5-102
Based
on
Procedural
Error
Violation
of
the
Attorneys
Not
Substitu[t]ing
the
Defendant
During
the
Appeal
as
the
Defendant
Was
Deceased
and
Caused
Harm
to
the
Plaintiff,”
in
which
he
sought
to
reopen
and
set
aside
all
prior
judgments
based
on
alleged
attorney
misconduct;
a
“Motion
for
Sanctions
Under
Rule
11.03
of
Tennessee
Rules
of
Civil
Procedure
,
Rule
3.3
of
the
Tennessee
Rules
of
Professional
Conduct,
Rule
8
of
the
Tennessee
Supreme
Court
Rules
and
Tennessee
Rules
of
Civil
Procedure
25.01
Against
Defendant's
Attorneys
...
For
Not
Disclosing
to
the
Court
of
Appeals,
Fifth
Circuit
Court
and
the
Plaintiff
of
the
Death
of
the
Defen[d]ant
Shahidul
Islam
Before
the
Opinion
to
Affirm
the
Tenn.
Court
of
Appeals
Court
Opinion,”
seeking
sanctions
against
Dr.
Islam's
attorneys
for
failing
to
file
a
suggestion
of
death;
a
“Motion
for
Expedited
Hearing
on
the
Grounds
of
Motion
to
Substitution
of
Mrs.
Islam”;
a
“Motion
for
Subs[t]itution
[of
Dr.
Islam's
Widow]
as
Executor
to
the
Estate
of
Dr.
Shahidul
Islam
Under
Tennessee
Rules
of
Civil
Procedure
25.01
and
Tennessee
Code
Annotated
§
16-15-711
or
Substitute
a[
]
Special
Admin[i]strator”;
and
a
“Plaintiff's
Motion
for
Relief
from
Final
Judgment
(
Tenn.
R.
Civ.
P.
60.02
)
to
Vacate
Summary
Judgment
and
for
Leave
to
Reargue
the
Merits.”
*2
As
Exhibit
E
to
his
Rule
60
motion,
Mr.
Simmons
attached
a
July
2025
response
by
defense
counsel
to
the
Board
of
Professional
Responsibility,
addressing
a
bar
complaint
Mr.
Simmons
had
filed.
Mr.
Simmons
was
attempting
to
rely
on
the
Exhibit
to
show
the
timing
of
counsel's
knowledge
of
Dr.
Islam's
death.
The
attorneys
who
had
represented
Dr.
Islam
and
the
Clinic
moved
to
strike
Exhibit
E,
arguing
that
any
such
responses
were
confidential
and
that
such
confidentiality
applied
to
non-attorneys
under
Doe
v.
Board
of
Professional
Responsibility
of
the
Supreme
Court
of
Tennessee
,
104
S.W.3d
465
(Tenn.
2003)
.
Counsel
also
argued
in
opposition
to
Mr.
Simmons's
motions,
including
the
Rule
60
motion,
the
motion
for
substitution,
and
the
motion
for
sanctions,
asserting
that
nothing
warranted
revisiting
summary
judgment,
that
the
case
was
concluded,
that
no
suggestion
of
death
had
properly
been
filed,
and
that
the
sanctions
motion
did
not
comply
with
procedural
mandates
or
otherwise
have
merit.
Mr.
Simmons
replied
by
reasserting
some
arguments
in
his
previous
filings.
In
addition,
he
argued
that
he
had
obtained
an
affidavit
from
Dr.
Studstill
in
April
2025,
1
after
this
court's
appellate
decision,
and
that
this
new
affidavit
would
defeat
summary
judgment.
The
trial
court
entered
an
order
disposing
of
all
of
Mr.
Simmons's
filings.
The
court
determined
that
the
grant
of
summary
judgment
constituted
the
law
of
the
case
and
that
Mr.
Simmons's
filings
were
merely
an
attempt
to
launch
a
collateral
attack
on
the
ruling.
The
trial
court
further
found
that
Mr.
Simmons's
motion
to
substitute
a
party
for
Dr.
Islam
was
“unnecessary
and
procedurally
improper,”
and
that
there
was
no
jurisdictional
basis
to
challenge
the
prior
judgment.
The
court
found
that
“the
death
of
Dr.
Islam
is
totally
and
completely
not
relevant
to
these
proceedings,”
and
it
denied
Rule
60
relief,
the
motion
to
substitute,
the
motion
for
sanctions,
and
the
motion
to
lift
the
protective
order.
The
court
granted
the
Defendants’
motion
to
strike
Exhibit
E
related
to
the
board
complaint.
Mr.
Simmons
moved
for
the
court
to
make
findings
pursuant
to
Tennessee
Rule
of
Civil
Procedure
52.01
,
and
the
court
denied
the
motion,
concluding
that
the
motions
at
issue
were
not
covered
by
the
plain
language
of
the
Rule.
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
3
Mr.
Simmons
appealed.
His
appeal
has
included
multiple
filings
in
this
court.
On
appeal,
he
has
filed
the
following
motions:
“Appellant's
Motion
to
Supplement
the
Record
with
Exhibit
E”;
“Appellant's
Supplemental
Notice
Regarding
Public
Status
of
Exhibit
E
and
Third-
Party
Affidavit”;
“Expedited
Motion
to
Deny
Representation
of
Deceased
Party
and
to
Vacate
All
Filings
Entered
Without
Substitution”;
“Appellant's
Motion
for
Sanctions
Against
Appellees’
Counsel”;
“Appellant's
Supplement
to
Expedited
Motion
to
Deny
Unauthorized
Representation,
Strike
Post-Death
Filings,
Vacate
Post-Death
Opinion,
and
Remand
for
Substitution”;
“Expedited
Motion
to
Compel
Formal
Admission
of
Counsel's
Knowledge
of
Party's
Death
and
[Sole
Proprietorship],
and
for
Costs
and
Sanctions”;
“Appellant's
Motion
for
Relief
from
Judgment
Based
on
Fraud
Upon
the
Court,
Intentional
Concealment,
and
Due
Process
Violations”;
“Petition
for
En
Banc
Review”;
“Motion
to
Supplement
Appellate
Record
Under
Tenn.
R.
App.
P.
24(e)
Relief
Requested”;
“Appellant's
Motion
to
Strike
Appellees’
Consolidated
Response
for
Unauthorized
Representation
and
Failure
to
Comply
with
Rule
25.01
and
Rule
19(A)”;
“Appellant's
Motion
Requesting
Ruling
on
All
Pending
Motions”;
“Appellant's
Formal
Notice
of
Unauthorized
Representation”;
“Appellant's
Motion
to
Require
Appellees
to
Address
Substitution,
Authority,
and
Post-Death
Representation
in
Their
Appellate
Brief”;
“Motion
to
Require
Separate
Responses
to
Pending
Motions”;
“Motion
for
Clarification
of
March
31,
2026
Order”;
and
“Notice
Regarding
Protective
Order
and
Communication.”
In
addition,
he
has
filed
various
responses
and
replies
related
to
the
motions.
The
attorneys
who
represented
Dr.
Islam
and
the
Clinic
in
the
prior
appeal
responded
to
many
of
these
motions.
*3
This
court
reserved
judgment
on
the
bulk
of
the
motions.
However,
this
court
also
issued
an
order
striking
Appellees’
filings
and
noting
that
“we
know
of
no
authority
that
would
permit
counsel
to
continue
to
represent
Dr.
Islam
or
the
Clinic
in
this
Court
after
Dr.
Islam's
death,
and
counsel
has
cited
to
no
such
authority.”
The
attorneys
for
Dr.
Islam
and
the
Clinic
were
later
permitted
to
withdraw.
Accordingly,
this
appeal
is
proceeding
with
only
one
party
properly
before
the
court.
Mr.
Simmons
raises
multiple
issues
on
appeal.
He
delineated
these
issues
as
follows:
1.
Failure
to
Substitute:
Standard
of
Review:
Whether
a
trial
court
retains
jurisdiction
in
the
absence
of
proper
substitution
under
Tenn.
R.
Civ.
P.
25.01
and
Tenn.
R.
App.
P.
19
is
a
question
of
law,
reviewed
de
novo
with
no
presumption
of
correctness.
See
Lacy
v.
Cox,
152
S.W.3d
480,
483
(Tenn.
2004)
(jurisdictional
questions
reviewed
de
novo
);
In
re
Estate
of
Davis,
308
S.W.3d
832,
837
(Tenn.
Ct.
App.
2009)
(failure
to
substitute
is
a
procedural
defect
with
jurisdictional
implications).
1.Whether
the
trial
court
erred
by
proceeding
without
substitution
of
Appellee's
estate
after
his
death
during
the
prior
appeal,
in
violation
of
Tenn.
R.
App.
P.
19
and
Tenn.
R.
Civ.
P.
25.01
,
despite
Appellant's
timely
motions
under
both
rules.
2.
Improper
“No
Harm”
Finding:
Standard
of
Review:
A
trial
court's
determination
of
whether
an
error
is
harmless
under
Tenn.
R.
App.
P.
36(b)
is
a
mixed
question
of
law
and
fact.
Factual
findings
are
reviewed
de
novo
with
a
presumption
of
correctness
unless
the
evidence
preponderates
otherwise;
legal
conclusions
are
reviewed
de
novo
with
no
presumption.
See
State
v.
Rodriguez,
254
S.W.3d
361,
371–72
(Tenn.
2008)
(harmless-error
analysis
is
a
legal
question
reviewed
de
novo);
In
re
Estate
of
Oakley,
2014
WL
1878766,
at
4
(
Tenn.
Ct.
App.
May
8,
2014
)*
(applying
mixed
standard).
2.Whether
the
trial
court
erred
in
concluding
Appellant
“was
not
harmed”
by
the
substitution
failure
without
applying
the
prejudice
standard
in
Tenn.
R.
App.
P.
36(b)
or
making
the
required
findings
of
fact.
3.
Fraud
on
the
Court
/
Concealment:
Whether
the
concealment
of
Dr.
Islam's
death
by
defense
counsel
constituted
fraud
on
the
court
and
caused
prejudice
by
foreclosing
Appellant's
ability
to
conduct
discovery,
pursue
enforcement,
or
seek
sanctions
before
the
estate
closed
and
the
clinic
dissolved.
4.
Protective
Order
Abuse
of
Discretion:
Whether
the
trial
court
abused
its
discretion
by
refusing
to
lift
the
protective
order
on
Mrs.
Hosneara
Islam,
thereby
preventing
Appellant
from
obtaining
relevant
evidence
about
the
timing
of
Dr.
Islam's
death,
the
estate's
assets,
and
the
clinic's
operations.
5.
Exclusion
of
Exhibit
E:
Whether
the
trial
court
erred
in
striking
Exhibit
E,
defense
counsel's
written
admission
to
the
Board
of
Professional
Responsibility
of
the
date
they
learned
of
Dr.
Islam's
death
where
the
exhibit
was
offered
to
prove
knowledge
and
timing,
not
for
disciplinary
purposes.
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
4
6.
A.
Denial
of
Rule
60.02
Relief:
Whether
the
trial
court
erred
in
denying
Rule
60.02
relief
by
refusing
to
consider
Dr.
Studstill's
affidavit
and
other
newly
discovered
evidence,
and
by
failing
to
address
how
concealment
impacted
Appellant's
diligence.
B.
Erroneous
Exclusion
of
Dr.
Studstill's
Affidavit:
Whether
the
trial
court
erred
in
excluding
Dr.
Studstill's
affidavit,
which
satisfied
all
admissibility
requirements
under
Tennessee
and
federal
law,
and
whether
such
exclusion
caused
outcome-determinative
prejudice
requiring
reversal.
*4
7.
Blanket
Striking
of
Post-Judgment
Motions:
Whether
the
trial
court
erred
in
striking
all
post-judgment
motions
in
a
blanket
order
without
individualized
findings.
8.
Denial
of
Rule
11
Sanctions
Without
Findings:
Whether
the
trial
court
erred
in
denying
Rule
11
sanctions
without
making
findings
of
fact
or
conclusions
of
law.
9.
Failure
to
Address
Intertwined
Claims:
Whether
the
trial
court
erred
in
failing
to
address
the
intertwined
nature
of
the
claims
against
Dr.
Islam
and
the
clinic,
which
made
the
substitution
failure
prejudicial
to
both
defendants.
In
essence,
he
appeals
from
the
denial
of
Rule
60
relief
under
multiple
avenues,
and
he
objects
to
the
trial
court's
findings
as
to
harmlessness
and
its
decisions
as
to
the
exclusion
of
Exhibit
E
and
the
protective
order.
He
also
asserts
the
court's
findings
were
inadequate,
that
it
erred
in
denying
sanctions,
and
that
it
erred
in
its
assessment
of
“the
intertwined
nature”
of
the
claims.
Having
considered
his
arguments
asserting
that
the
trial
court
erred,
we
conclude
Mr.
Simmons
is
not
entitled
to
appellate
relief.
II.
Mr.
Simmons
is
proceeding
pro
se
in
this
appeal.
Pro
se
litigants
“are
entitled
to
fair
and
equal
treatment
by
the
courts.”
Vandergriff
v.
ParkRidge
E.
Hosp.
,
482
S.W.3d
545,
551
(Tenn.
Ct.
App.
2015)
.
Courts
should
be
mindful
that
pro
se
litigants
often
lack
legal
training
and
may
be
unfamiliar
with
the
justice
system.
State
v.
Sprunger
,
458
S.W.3d
482,
491
(Tenn.
2015)
.
Accordingly,
courts
should
afford
some
degree
of
leeway
in
considering
the
briefing
from
a
pro
se
litigant,
Young
v.
Barrow
,
130
S.W.3d
59,
63
(Tenn.
Ct.
App.
2003)
,
and
should
consider
the
substance
of
the
pro
se
litigant's
filing.
Poursaied
v.
Tenn.
Bd.
of
Nursing
,
643
S.W.3d
157,
165
(Tenn.
Ct.
App.
2021)
.
Pro
se
litigants
may
not,
however,
“shift
the
burden
of
litigating
their
case
to
the
courts.”
Whitaker
v.
Whirlpool
Corp.
,
32
S.W.3d
222,
227
(Tenn.
Ct.
App.
2000)
.
Additionally,
“[i]t
is
not
the
role
of
the
courts,
trial
or
appellate,
to
research
or
construct
a
litigant's
case
or
arguments
for
him
or
her.”
Sneed
v.
Bd.
of
Pro.
Resp.
of
Sup.
Ct.
,
301
S.W.3d
603,
615
(Tenn.
2010)
.
In
considering
appeals
from
pro
se
litigants,
the
court
cannot
write
the
litigants’
briefs
for
them,
create
arguments,
or
“dig
through
the
record
in
an
attempt
to
discover
arguments
or
issues
that
[they]
may
have
made
had
they
been
represented
by
counsel.”
Murray
v.
Miracle
,
457
S.W.3d
399,
402
(Tenn.
Ct.
App.
2014)
.
It
is
imperative
that
courts
remain
“mindful
of
the
boundary
between
fairness
to
a
pro
se
litigant
and
unfairness
to
the
pro
se
litigant's
adversary.”
Hessmer
v.
Hessmer
,
138
S.W.3d
901,
903
(Tenn.
Ct.
App.
2003)
.
III.
Mr.
Simmons's
primary
argument
on
appeal
is
that
the
judgment
in
the
underlying
health
care
liability
case
is
void
because
the
Defendants
never
filed
a
suggestion
of
death
or
moved
for
substitution
when
Dr.
Islam
died.
He
contends
that
the
court
had
no
jurisdiction
after
the
death
and
that
any
judgment
rendered
is
a
nullity.
Although
the
briefing
is
unclear
on
this
point,
we
understand
Mr.
Simmons's
contention
as
a
challenge
to
the
court's
denial
of
relief
under
Tennessee
Rule
of
Civil
Procedure
60.02(3)
regarding
void
judgments,
since
Rule
60
is
the
proper
procedural
mechanism
to
revisit
final
judgments.
Frazier
v.
Helton
,
No.
M2008-01237-COA-R3-CV,
2009
WL
1211387,
at
*3
(Tenn.
Ct.
App.
Apr.
30,
2009)
(“The
only
relief
available
to
a
party
after
a
judgment
becomes
final
is
pursuant
to
Rule
60,
Tenn.
R.
Civ.
P.”);
City
of
Memphis
v.
Beale
St.
Dev.
Corp.
,
No.
W2020-00523-COA-R3-CV,
2021
WL
4282736,
at
*2
(Tenn.
Ct.
App.
Sept.
21,
2021)
(“
Rule
60.02
has
replaced
former
remedies
for
setting
aside
a
final
judgment.”);
Minor
Miracle
Prods.,
LLC
v.
Starkey
,
No.
M2011-00072-COA-
R3-CV,
2012
WL
112593,
at
*3
(Tenn.
Ct.
App.
Jan.
12,
2012)
(“In
Tennessee,
Rule
60
of
the
Tennessee
Rules
of
Civil
Procedure
provides
the
grounds
available
for
setting
aside
a
judgment.”).
Mr.
Simmons
also
advances
arguments
for
relief
under
Rule
60
based
on
allegations
of
fraud
and
newly
discovered
evidence.
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
5
*5
Rule
60.02
provides
an
avenue
to
revisit
final
judgments:
On
motion
and
upon
such
terms
as
are
just,
the
court
may
relieve
a
party
or
the
party's
legal
representative
from
a
final
judgment,
order
or
proceeding
for
the
following
reasons:
(1)
mistake,
inadvertence,
surprise
or
excusable
neglect;
(2)
fraud
(whether
heretofore
denominated
intrinsic
or
extrinsic),
misrepresentation,
or
other
misconduct
of
an
adverse
party;
(3)
the
judgment
is
void;
(4)
the
judgment
has
been
satisfied,
released
or
discharged,
or
a
prior
judgment
upon
which
it
is
based
has
been
reversed
or
otherwise
vacated,
or
it
is
no
longer
equitable
that
a
judgment
should
have
prospective
application;
or
(5)
any
other
reason
justifying
relief
from
the
operation
of
the
judgment.
Tenn.
R.
Civ.
P.
60.02
.
This
Rule
is
intended
to
balance
the
competing
principles
of
finality
and
justice.
DeLong
v.
Vanderbilt
Univ.
,
186
S.W.3d
506,
511
(Tenn.
Ct.
App.
2005)
.
In
order
to
preserve
finality
of
judgments,
“
Rule
60.02
is
an
‘escape
valve’
that
should
not
be
easily
opened.”
NCNB
Nat.
Bank
of
N.
Carolina
v.
Thrailkill
,
856
S.W.2d
150,
153
(Tenn.
Ct.
App.
1993)
.
Instead,
it
“is
intended
to
provide
relief
only
in
the
most
compelling,
unique,
exceptional,
and
extraordinary
circumstances.”
DeLong
,
186
S.W.3d
at
512
.
Rule
60.02
requires
the
party
seeking
relief
to
meet
the
listed
criteria
of
the
Rule.
Thrailkill
,
856
S.W.2d
at
153
.
The
movant
bears
the
burden
of
establishing
a
basis
for
relief.
Lindsey
v.
Lambert
,
333
S.W.3d
572,
576
(Tenn.
Ct.
App.
2010)
.
A.
Mr.
Simmons
believes
that
the
trial
court
and
appellate
court
judgments
in
his
underlying
case
are
void
for
failure
to
substitute
a
party
after
Dr.
Islam's
death.
He
cites
to
Tennessee
Rule
of
Civil
Procedure
25.01
regarding
substitution
in
cases
of
death.
2
He
also
relies
on
Tennessee
Rule
of
Appellate
Procedure
19
.
Rule
19
states:
(a)
Death
of
a
Party.
If
a
party
dies
after
a
notice
of
appeal
is
filed
or
while
a
proceeding
is
otherwise
pending
in
the
appellate
court
and
the
claim
sought
to
be
enforced
is
not
thereby
extinguished,
the
appellate
court
may
order
substitution
of
the
proper
parties.
A
motion
for
substitution
may
be
made
by
any
party
or
by
the
successor
or
representative
of
the
deceased
party.
If
a
party
against
whom
an
appeal
may
be
taken
dies
after
entry
of
a
judgment
or
order
in
the
trial
court
but
before
notice
of
appeal
is
filed,
an
appellant
may
proceed
as
if
death
had
not
occurred.
After
notice
of
appeal
is
filed,
substitution
shall
be
effected
in
the
appellate
court
in
accordance
with
this
subdivision.
If
a
party
entitled
to
appeal
shall
die
before
filing
notice
of
appeal,
notice
of
appeal
shall
be
filed
and
served
by
the
deceased
party's
personal
representative
or,
if
there
is
no
such
personal
representative,
by
the
deceased
party's
counsel
of
record
within
the
time
prescribed
in
these
rules.
After
notice
of
appeal
is
filed
and
served,
substitution
shall
be
effected
in
the
appellate
court
in
accordance
with
this
subdivision.
....
(d)
Effect
of
Failing
to
Order
Substitution.
An
order
of
substitution
may
be
entered
at
any
time,
but
the
omission
to
enter
such
order
shall
not
affect
the
substitution.
*6
(e)
Addition
and
Dropping
of
Parties.
Parties
may
be
added
or
dropped
by
order
of
the
appellate
court
on
its
own
motion
or
on
motion
of
a
party
and
on
such
terms
as
are
just.
Tenn.
R.
App.
P.
19
.
The
Advisory
Commission
Comment
notes
that
“[i]n
accordance
with
the
general
spirit
of
these
rules,
the
omission
of
an
order
of
substitution
is
not
fatal
to
an
appeal
,
but
may
be
entered
at
any
time
under
subdivision
(d).”
Tenn.
R.
App.
P.
19
,
Advisory
Comm'n
Cmt.
(emphasis
added).
Accordingly,
both
the
Tennessee
Rules
of
Civil
Procedure
and
the
Rules
of
Appellate
Procedure
address
substitution.
“The
reason
that
the
subject
of
the
death
of
a
party
is
addressed
in
both
sets
of
rules
is
obvious:
both
trial
courts
and
appellate
courts
are
faced
with
situations
where
a
party
dies
‘on
their
watch.’
The
Rules
of
Civil
Procedure
address
what
must
be
done
if
a
party
dies
while
the
case
is
pending
in
the
trial
court,
while
the
Rules
of
Appellate
Procedure
outline
the
proper
procedure
if
death
occurs
while
the
case
is
on
appeal.”
Koella
v.
McHargue,
No.
E1999-02752-COA-R3-CV,
2000
WL
1156622,
at
*2
(Tenn.
Ct.
App.
Aug.
16,
2000)
.
This
court
has
previously
held
that
Tennessee
Rule
of
Appellate
Procedure
19
rather
than
Tennessee
Rule
of
Civil
Procedure
25.01
applies
when
the
trial
court
has
not
been
presented
with
grounds
to
dismiss
the
case
under
Rule
25.01
below,
even
though
the
death
occurred
prior
to
appeal.
Chase
v.
Ober
Gatlinburg,
Inc.,
No.
E2020-00649-COA-R3-CV,
2021
WL
3702081,
at
*3-5
(Tenn.
Ct.
App.
Aug.
20,
2021)
(the
plaintiff
died
after
the
motion
for
a
new
trial
was
filed
but
before
it
was
adjudicated,
but
the
substitution
was
permitted
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
6
on
appeal
under
Rule
19
because
the
opposing
party
did
not
challenge
the
failure
to
substitute
within
90
days
of
the
suggestion
of
death
and
the
trial
court
did
not
rule
on
the
issue).
Furthermore,
the
Rules
of
Civil
Procedure
generally
only
“govern
procedure
in
the
circuit
or
chancery
courts
in
all
civil
actions,
whether
at
law
or
in
equity,
and
in
all
other
courts
while
exercising
the
civil
jurisdiction
of
the
circuit
or
chancery
courts.”
Tenn.
R.
Civ.
P.
1
;
see
Irvin
v.
City
of
Clarksville,
767
S.W.2d
649,
654
(Tenn.
Ct.
App.
1988)
(“The
Tennessee
Rules
of
Civil
Procedure
do
not
apply
to
the
Court
of
Appeals
....”).
*7
Dr.
Islam
died
while
the
appeal
was
pending.
Mr.
Simmons
seeks
to
declare
void
this
court's
prior
appellate
decision,
as
well
as
the
grant
of
summary
judgment
which
was
made
by
the
trial
court
while
Dr.
Islam
was
still
alive.
We
note
initially
that
Dr.
Islam
did
not
die
while
the
proceeding
was
before
the
trial
court,
and
accordingly
there
is
no
basis
to
challenge
the
trial
court's
jurisdiction
grant
of
summary
judgment.
In
other
words,
there
was
no
failure
to
substitute
the
proper
party
in
the
trial
court
during
the
summary
judgment
proceedings
because
Dr.
Islam
was
alive
at
the
time.
Mr.
Simmons's
argument
hinges
in
large
part
on
his
contention
that
a
court
loses
jurisdiction
when
a
party
dies
and
no
substitution
has
been
made.
The
problem
with
this
argument
is
twofold.
One,
his
case
citations
appear
to
be
from
an
artificial
intelligence
hallucination.
3
The
cases
cited
in
the
brief,
insofar
as
they
exist,
do
not
stand
for
the
stated
propositions
for
which
Mr.
Simmons
offers
them.
4
Two,
Rule
19
itself
and
prior
caselaw
support
the
opposite
conclusion.
The
Rule
itself
states
that,
when
a
party
dies
while
the
appeal
is
pending,
“the
appellate
court
may
order
substitution
of
the
proper
parties”
and
that
the
motion
“
may
be
made
by
any
party
or
by
the
successor
or
representative
of
the
deceased
party.”
Tenn.
R.
App.
P.
19(a)
(emphasis
added).
When
interpreting
statutes,
“[t]he
traditional,
commonly
repeated
rule
is
that
shall
is
mandatory
and
may
is
permissive.”
Antonin
Scalia
and
Bryan
A.
Garner,
Reading
Law:
The
Interpretation
of
Legal
Texts
112
(2012).
5
“Tennessee
courts
have
embraced
this
traditional
rule.”
Armitage
v.
Hale
,
No.
E2024-01905-COA-R3-CV,
2025
WL
3765874,
at
*7
(Tenn.
Ct.
App.
Dec.
29,
2025)
(citing
cases).
Furthermore,
Rule
19
goes
on
to
state
that
“[a]n
order
of
substitution
may
be
entered
at
any
time,
but
the
omission
to
enter
such
order
shall
not
affect
the
substitution.”
Tenn.
R.
App.
P.
19(d)
.
The
Comment
to
the
Rule
confirms
that
“the
omission
of
an
order
of
substitution
is
not
fatal
to
an
appeal,
but
may
be
entered
at
any
time
under
subdivision
(d).”
Tenn.
R.
App.
P.
19
,
Advisory
Comm'n
Cmt.
Accordingly,
while
Mr.
Simmons
is
correct
that
a
motion
for
substitution
could
have
been
made
upon
Dr.
Islam's
death,
the
failure
to
effect
a
substitution
was
not
fatal
to
the
appeal.
This
court
has
previously
issued
judgments
where
a
party
died
pending
appeal
and
no
substitution
was
made.
In
Sipes
v.
Sipes,
a
father
disputed
with
his
son
and
the
son's
loan
servicer
the
boundaries
and
use
of
certain
real
property.
No.
W2015-01329-COA-R3-CV,
2017
WL
417222,
at
*1
(Tenn.
Ct.
App.
Jan.
31,
2017)
.
This
court
noted
that
the
father
had
died
during
the
pendency
of
the
appeal
and
that,
while
the
court
had
initially
permitted
substitution,
the
attempted
substitution
was
the
improper
party.
Id.
at
*1,
n.1.
Accordingly,
the
court
vacated
the
order
of
substitution.
Id.
The
court
nevertheless
issued
an
opinion,
affirming
the
court's
judgment
in
favor
of
son
and
the
loan
servicer.
Id.
at
*5.
The
Tennessee
Supreme
Court
has
issued
an
order
denying
substitution
as
moot
at
the
same
time
that
a
Rule
11
petition
for
appeal
was
denied.
Shelton
v.
Shelton
,
No.
E2015-00962-
SC-R11-CV
(Tenn.
Feb.
18,
2016)
(Order);
see
also
Chase
,
2021
WL
3702081,
at
*4
(“[N]oncompliance
with
Rule
25.01
places
an
action
at
considerable
peril
at
the
trial
court
level.
However,
the
present
action
is
different
...
in
one
important
regard:
here,
Defendant
never
moved
the
trial
court
to
dismiss
Plaintiff's
action
for
failure
to
comply
with
Rule
25.01
’s
90-
day
deadline.”).
Accordingly,
a
failure
of
substitution
does
not
automatically
defeat
this
court's
jurisdiction.
*8
The
jurisdiction
of
this
court
continues
because
“[a]ctions
do
not
abate
by
the
death
or
other
disability
of
either
party,
or
by
the
transfer
of
any
interest
in
the
action,
if
the
cause
of
action
survives
or
continues.”
6
Tenn.
Code
Ann.
§
20-5-101
;
see
Tenn.
Code
Ann.
§
20-5-102
(“No
civil
action
commenced,
whether
founded
on
wrongs
or
contracts,
except
actions
for
wrongs
affecting
the
character
of
the
plaintiff,
shall
abate
by
the
death
of
either
party,
but
may
be
revived;
nor
shall
any
right
of
action
arising
hereafter
based
on
the
wrongful
act
or
omission
of
another,
except
actions
for
wrongs
affecting
the
character,
be
abated
by
the
death
of
the
party
wronged;
but
the
right
of
action
shall
pass
in
like
manner
as
the
right
of
action
described
in
§
20-5-106.”).
Insofar
as
Mr.
Simmons
argues
7
that
the
Rule
60
proceedings
were
void
for
failure
to
substitute,
Rule
25.01
is
permissive,
providing
that
the
court
“may”
order
substitution.
See
Douglas
v.
Est.
of
Robertson
,
876
S.W.2d
95,
98
(Tenn.
1994)
;
Dry
v.
Steele
,
No.
E2013-00291-COA-R3-CV,
2014
WL
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
7
295777,
at
*4
(Tenn.
Ct.
App.
Jan.
28,
2014)
;
see
also
Adams
v.
Adient
US
LLC
,
750
F.
Supp.
3d
855,
857
(W.D.
Tenn.
2024)
(“The
language
of
[Federal]
Rule
25
is
permissive
and
the
decision
to
substitute
a
party
lies
within
the
sound
discretion
of
the
Court.”
(quoting
Turnage
v.
Oldham
,
No.
2:16-CV-2907-SHMTMP,
2019
WL
5424425,
at
*1
(W.D.
Tenn.
Oct.
22,
2019)
)).
The
decision
to
substitute
is,
under
the
language
of
the
statute,
discretionary.
See
Douglas
,
876
S.W.2d
at
98
;
Adams
,
750
F.
Supp.
3d
at
857
.
In
any
event,
any
error
in
failure
to
substitute
under
Rule
25.01
during
the
Rule
60
proceedings
below
would
be
harmless
because,
as
the
trial
court
found,
the
case
was
essentially
at
an
end,
there
was
no
basis
to
revisit
the
final
judgment
under
Rule
60,
Mr.
Simmons
had
no
entitlement
to
the
property
of
the
estate,
and
he
accordingly
suffered
no
prejudice.
See
Pippin
v.
Pippin
,
277
S.W.3d
398,
404
(Tenn.
Ct.
App.
2008)
(error
in
evidentiary
ruling
was
harmless
when
the
opposing
party
suffered
no
prejudice);
Douglas
,
876
S.W.2d
at
97
(evaluating
prejudice
when
analyzing
assertion
of
error
in
the
trial
court's
extension
of
time
to
file
for
substitution).
*9
Here,
Dr.
Islam
was
a
defendant
who
had
obtained
summary
judgment
dismissing
all
claims
against
him,
and
he
died
after
this
case
had
been
submitted
on
oral
argument
on
appeal.
No
motion
for
substitution
was
made
prior
to
this
court's
opinion
being
filed,
but
Rule
19
provides
that
such
failure
is
“not
fatal.”
Accordingly,
Mr.
Simmons
is
incorrect
that
Dr.
Islam's
death
voided
either
the
trial
court's
grant
of
summary
judgment
or
this
court's
opinion
affirming
the
summary
judgment
dismissing
Mr.
Simmons's
claims.
In
short,
the
summary
judgment
and
appellate
opinion
are
not
void,
and
the
court
did
not
err
in
denying
Rule
60
relief
for
a
void
judgment.
B.
Mr.
Simmons
next
argues
he
was
entitled
to
relief
based
on
Dr.
Studstill's
affidavit,
which
he
describes
as
“newly
discovered
evidence.”
Tennessee
courts
“have
considered
requests
[pursuant
to
newly
discovered
evidence]
within
the
parameters
of
Rule
60.02(5)
.”
In
re
Jacob
J.
,
No.
M2024-00184-COA-R3-PT,
2025
WL
900601,
at
*4
(Tenn.
Ct.
App.
Mar.
25,
2025)
(citing
cases).
Rule
60.02(5)
is,
“as
a
general
rule,
applicable
to
situations
that
are
not
covered
by
the
other
clauses
in
Tenn.
R.
Civ.
P.
60.02
or
to
cases
of
extreme
hardship.”
Duncan
v.
Duncan
,
789
S.W.2d
557,
564
(Tenn.
Ct.
App.
1990)
.
The
standards
of
Rule
60.02(5)
are
even
“more
demanding”
than
the
standards
meriting
relief
under
the
other
subsections
of
Rule
60.02
.
Thrailkill
,
856
S.W.2d
at
154
.
“Despite
its
extremely
broad
language,
Tennessee
Rule
of
Civil
Procedure
60.02(5)
has
been
construed
very
narrowly
by
Tennessee
Courts.”
Steioff
v.
Steioff
,
833
S.W.2d
94,
97
(Tenn.
Ct.
App.
1992)
.
When
a
party
seeks
relief
based
on
newly
discovered
evidence,
relief
“may
only
be
granted
where
the
evidence
could
not
have
been
discovered
through
the
exercise
of
reasonable
diligence.”
Spence
v.
Allstate
Ins.
Co.
,
883
S.W.2d
586,
596
(Tenn.
1994)
;
see
In
re
Jacob
J.
,
2025
WL
900601,
at
*4
.
In
seeking
appellate
relief
related
to
Dr.
Studstill's
new
affidavit,
Mr.
Simmons
argues
for
the
admissibility
of
the
affidavit,
but
he
does
not
demonstrate
that
the
affidavit
was
newly
discovered
evidence
that
“could
not
have
been
discovered
through
the
exercise
of
reasonable
diligence”
prior
to
trial.
Spence
,
883
S.W.2d
at
596
(relief
under
Rule
60.02(5)
was
not
warranted
when
the
evidence
could
have
been
discovered
through
reasonable
diligence
at
trial);
see
also
In
re
Jacob
J.
,
2025
WL
900601,
at
*4
.
Mr.
Simmons
continues
to
assert
that
Dr.
Islam's
death
was
concealed
from
him,
but
he
does
not
explain
how
Dr.
Islam's
death
affected
his
ability
to
seek
a
statement
from
his
own
expert
regarding
damages
he
allegedly
suffered
while
Dr.
Islam
was
alive.
The
trial
court
did
not
abuse
its
discretion
in
denying
Rule
60
relief
for
this
“newly
discovered”
evidence,
which
could
have
been
presented
by
Mr.
Simmons
from
his
own
expert
during
the
initial
proceedings.
See
Welch
v.
Welch
,
195
S.W.3d
72,
78
(Tenn.
Ct.
App.
2005)
(a
father
who
legitimated
a
child
and
then
sought
to
reverse
that
decision
under
Rule
60
was
not
entitled
to
relief
when
he
knew
he
was
not
the
biological
father
at
the
time
of
legitimation);
In
re
Jacob
J.
,
2025
WL
900601,
at
*4
(father
was
not
entitled
to
60.02(5)
relief
for
newly
discovered
evidence
when
he
“did
not
demonstrate
that
he
was
unable
to
obtain”
evidence
such
as
text
messages
and
emails
“before
trial
through
the
exercise
of
reasonable
diligence”).
C.
Mr.
Simmons
also
contends
that
defense
counsel
committed
fraud
on
the
court
by
not
immediately
revealing
Dr.
Islam's
death.
8
He
concludes
that
the
judgment
must
be
void.
However,
even
accepting
Mr.
Simmons's
allegations
that
Dr.
Islam's
attorneys
were
aware
of
the
death
9
and
failed
to
file
a
suggestion
of
death
or
move
for
substitution,
Mr.
Simmons
does
not
explain
why
the
failure
to
file
a
suggestion
of
death
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
8
or
move
for
substitution,
even
if
error,
10
would
automatically
result
in
a
void
judgment
or
how
he
was
prejudiced
by
a
failure
to
substitute
after
Dr.
Islam
and
the
Clinic
had
obtained
summary
judgment
dismissing
Mr.
Simmons's
case
and
the
case
had
been
submitted
on
arguments
on
appeal.
*10
This
section
of
Mr.
Simmons's
brief
is
again
plagued
with
what
appear
to
be
artificial
intelligence
hallucinations.
In
any
event,
contrary
to
Mr.
Simmons's
contention,
the
failure
to
move
for
substitution
after
the
case
had
been
submitted
on
briefs
and
oral
argument
in
the
appellate
court
did
not
have
an
effect
on
this
court's
jurisdiction,
as
noted
above.
When
a
party
seeks
Rule
60
relief
based
on
fraud,
the
party
must
show
“with
clear
and
convincing
evidence
the
existence
of
conduct
by
the
non-moving
party
which
amounts
to:
‘an
intentional
contrivance
by
a
party
to
keep
complainant
and
the
Court
in
ignorance
of
the
real
facts
touching
the
matter
in
litigation,
whereby
a
wrong
conclusion
was
reached,
and
positive
wrong
done
to
the
complainant's
rights.’
”
In
re
Est.
of
Williams
,
No.
M2000-02434-COA-R3-CV,
2003
WL
1961805,
at
*14
(Tenn.
Ct.
App.
Apr.
28,
2003)
(quoting
Duncan
,
789
S.W.2d
at
563
).
Accordingly,
the
party
must
show
that
the
alleged
misconduct
resulted
in
harm.
Parimore
v.
Parimore
,
No.
W2016-01188-COA-R3-CV,
2017
WL
657771,
at
*4
(Tenn.
Ct.
App.
Feb.
17,
2017)
.
Mr.
Simmons
argues
that
the
court
erred
in
determining
that
any
error
in
failing
to
substitute
a
party
on
appeal
was
harmless.
He
avers
that,
to
the
contrary,
he
has
lost
the
opportunity
to
file
a
claim
against
the
estate,
to
file
a
claim
against
the
now-defunct
Clinic's
real
property,
or
to
conduct
discovery.
The
trial
court
concluded
that,
while
substitution
may
have
been
necessary
had
summary
judgment
been
reversed
on
appeal,
once
the
appellate
court
affirmed
the
grant
of
summary
judgment
in
favor
of
Dr.
Islam,
any
substitution
became
unnecessary
because
the
case
had
concluded.
The
court
found
Mr.
Simmons
had
no
legitimate
claim
against
the
estate
or
real
property
or
any
right
to
conduct
discovery,
since
the
case
had
already
been
disposed
of
through
summary
judgment
granted
to
the
opposing
party.
Contrary
to
Mr.
Simmons's
contention,
he
would
not
have
been
entitled
to
seek
discovery
on
appeal
had
a
suggestion
of
death
been
filed.
See
Peck
v.
Tanner,
181
S.W.3d
262,
266
(Tenn.
2005)
(the
appellate
court
was
without
power
to
order
a
trial
court
to
supervise
the
taking
of
discovery
so
that
the
appellate
court
could
determine
misconduct,
since
such
procedure
would
exceed
the
limits
of
appellate
jurisdiction
and
make
the
court
the
trier
of
fact).
The
court
did
not
err
in
determining
that
Mr.
Simmons
suffered
no
prejudice
because
he
had
no
right
to
seek
discovery
or
to
file
any
claim
against
Dr.
Islam's
property
or
that
of
the
Clinic
after
Dr.
Islam
successfully
obtained
summary
judgment
dismissing
Mr.
Simmons's
claims.
See
Douglas
,
876
S.W.2d
at
97
(evaluating
prejudice
in
trial
court's
extension
of
time
to
file
for
substitution).
In
attacking
the
court's
finding
that
there
was
no
prejudice,
Mr.
Simmons
also
faults
the
trial
court
for
failing
to
apply
Tennessee
Rule
of
Appellate
Procedure
36(b)
.
Rule
36
is
employed
by
appellate
courts
to
determine
the
effect
of
a
lower
court's
error;
it
is
by
its
own
terms
not
applicable
to
the
trial
court.
See
Tenn.
R.
App.
P.
36(b)
(“When
necessary
to
do
substantial
justice,
an
appellate
court
may
consider
an
error
that
has
affected
the
substantial
rights
of
a
party
at
any
time,
even
though
the
error
was
not
raised
in
the
motion
for
a
new
trial
or
assigned
as
error
on
appeal.”
(Emphasis
added)).
The
trial
court
did
not
err
by
failing
to
apply
Rule
36
.
IV.
Mr.
Simmons
also
objects
to
the
trial
court's
refusal
to
lift
the
protective
order
shielding
Dr.
Islam's
widow
from
depositions
and
discovery.
The
information
he
hopes
to
gain
from
her
relates
to
the
timing
of
Dr.
Islam's
death,
the
administration
of
the
estate,
and
the
transfer
of
the
business's
assets.
He
alleges
the
court
made
no
finding
of
good
cause.
When
Mr.
Simmons
filed
this
motion,
his
claims
against
Dr.
Islam
and
the
Clinic
had
been
dismissed
on
summary
judgment,
and
this
dismissal
had
been
affirmed
on
appeal.
The
judgment
determining
that
Mr.
Simmons
was
not
entitled
to
any
of
Dr.
Islam's
assets
was
final.
As
noted
above,
Mr.
Simmons
is
mistaken
that
the
previous
trial
or
appellate
proceedings
were
void.
Accordingly,
the
only
motion
properly
before
the
trial
court
was
his
motion
for
Rule
60
relief.
Mr.
Simmons
sought
to
lift
the
protective
order,
which
had
been
in
place
since
before
Dr.
Islam's
death.
However,
none
of
the
evidence
he
sought
was
relevant
to
his
Rule
60
motions,
which
challenged
the
prior
judgments
by
asserting
the
courts
lacked
jurisdiction
due
to
Dr.
Islam's
death
and
which
sought
to
introduce
a
new
affidavit
regarding
the
health
care
liability
case.
*11
As
noted
above,
the
death
did
not
deprive
the
court
of
jurisdiction.
Mr.
Simmons
was
not
entitled
to
seek
discovery
regarding
Dr.
Islam's
assets
after
the
judgment
denying
his
claims
and
awarding
summary
judgment
to
Dr.
Islam
became
final,
because
Mr.
Simmons
had
no
right
to
those
assets.
See
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
9
Cheetah
Lounge,
Inc.
v.
Sarasota
Cnty.,
387
S.W.3d
10,
14-15
(Tenn.
Ct.
App.
2012)
(concluding
that
a
discovery
dispute
over
a
subpoena
issued
in
Tennessee
in
relation
to
litigation
in
Florida
was
rendered
moot
when
summary
judgment
was
granted
against
the
party
seeking
the
discovery
in
Florida,
since
the
party
no
longer
had
a
right
to
discovery
after
the
adverse
summary
judgment
ruling).
In
short,
Mr.
Simmons
had
already
lost
the
case
and
could
not
seek
discovery
related
to
Dr.
Islam's
assets.
Accordingly,
it
was
not
an
abuse
of
discretion
to
refuse
to
lift
the
order
shielding
Dr.
Islam's
widow,
who
had
no
information
relevant
to
the
Rule
60
motions
pending
before
the
court.
V.
Mr.
Simmons
argues
that
the
trial
court
erred
in
denying
his
numerous
filings
in
one
order
and
made
inadequate
findings,
alleging
that
the
order
violated
the
mandate
for
factual
findings
in
Tennessee
Rule
of
Civil
Procedure
52.01
.
The
court
found
that,
by
the
terms
of
Rule
52.01
,
“[f]indings
of
fact
and
conclusions
of
law
are
unnecessary
on
decisions
of
motions
under
Rules
12
or
56
or
any
other
motion
except
as
provided
in
Rules
41.02
and
65.04(6).”
The
court
was
not
proceeding
under
either
of
the
excepted
Rules.
We
perceive
no
error.
Mr.
Simmons
argues
that
the
trial
court
erred
in
issuing
only
one
order
to
dispose
of
his
myriad
filings.
The
trial
court
in
this
case
made
the
finding
that
the
judgment
had
been
affirmed
on
appeal,
that
it
had
become
final,
and
that
each
motion
filed
by
Mr.
Simmons
constituted
an
attempt
at
an
improper
collateral
attack.
“If
a
timely
notice
of
appeal
is
filed
in
a
civil
case,
and
the
judgment
is
affirmed
on
appeal,
the
judgment
becomes
final
upon
the
issuance
of
the
appellate
court's
mandate.”
Swift
v.
Campbell
,
159
S.W.3d
565,
573
(Tenn.
Ct.
App.
2004)
;
see
In
re
Rainee
M.,
No.
E2015-00491-COA-R3-PT,
2015
WL
9584865,
at
*4
n.2
(Tenn.
Ct.
App.
Dec.
30,
2015)
.
The
issuance
of
the
mandate
is
a
“ministerial
act,”
State
v.
Cawood,
134
S.W.3d
159,
163
n.6
(Tenn.
2004)
,
and
it
serves
to
transfer
jurisdiction
“from
the
appellate
court
back
to
the
trial
court
for
the
execution
of
judgment,
the
collection
of
costs,
and
any
other
action
directed
in
the
appellate
court
opinion,”
Barnett
v.
State,
No.
M2021-00554-CCA-R3-PC,
2022
WL
2277146,
at
*3
(Tenn.
Crim.
App.
June
23,
2022)
(citing
Sanders
v.
Loyd
,
364
S.W.2d
369,
371
(Tenn.
1960)
).
Accordingly,
“[w]ith
the
issuance
of
the
mandate,
the
parties
and
the
trial
court
became
bound
by
the
‘law
of
the
case’
doctrine....”
Tindell
v.
West,
No.
E2012-01988-COA-R3-CV,
2013
WL
6181997,
at
*4
(Tenn.
Ct.
App.
Nov.
25,
2013)
.
The
trial
court
found
that
the
order
of
summary
judgment
had
become
final.
Rule
60
functions
to
give
relief
from
final
judgments.
Discover
Bank
v.
Morgan,
363
S.W.3d
479,
489
(Tenn.
2012)
(citing
Campbell
v.
Archer
,
555
S.W.2d
110,
112
(Tenn.
1977)
).
Indeed,
“[o]nce
a
judgment
becomes
final,
the
only
relief
available
to
a
party
is
a
motion
filed
pursuant
to
Rule
60
of
the
Tennessee
Rules
of
Civil
Procedure.”
Harris
v.
Hall,
No.
M2011-01983-COA-R3-CV,
2012
WL
2393969,
at
*3
n.3
(Tenn.
Ct.
App.
June
25,
2012)
;
Algee
v.
State
Farm
Gen.
Ins.
Co.,
890
S.W.2d
445,
447
(Tenn.
Ct.
App.
1994)
(“After
thirty
days
[from
entry
of
a
nonsuit],
however,
Tenn.
R.
Civ.
P.
60
governs
the
trial
court's
jurisdiction
over
the
case.
As
a
result,
plaintiffs’
only
relief
in
this
case
is
pursuant
to
a
Rule
60.02
motion
for
relief
from
judgment.”);
Fernandez
v.
Tennessee
Dep't
of
Revenue,
No.
M2021-01417-
COA-R3-CV,
2022
WL
16961294,
at
*4
n.3
(Tenn.
Ct.
App.
Nov.
16,
2022)
(“[O]nce
the
court
entered
final
judgment,
the
party
seeking
to
amend
[under
Rule
15]
needed
to
seek
post-
judgment
relief
under
Rule
59
or
Rule
60.”).
*12
We
conclude
that
the
trial
court
did
not
err
in
denying
the
post-judgment
motions
in
one
order.
The
trial
court
found
that
any
challenge
to
the
grant
of
summary
judgment,
which
had
been
affirmed
on
appeal
and
had
become
a
final
judgment,
had
to
be
taken
through
Rule
60
and
that
the
other
motions
were
improper.
Furthermore,
the
trial
court
specified
in
its
order
that
it
believed
that
Mr.
Simmons
must
proceed
under
Rule
60,
and
the
order
is
accordingly
adequate
to
allow
us
to
review
the
court's
determination
as
to
the
other
motions.
VI.
Mr.
Simmons
argues
separately
that
the
court
erred
in
denying
sanctions
under
Tennessee
Rule
of
Civil
Procedure
11.03
.
Below,
the
attorneys
for
Dr.
Islam
argued
that
they
had
committed
no
sanctionable
conduct
and
also
that
Mr.
Simmons
had
failed
to
comply
with
Rule
11.03
’s
safe
harbor
procedure.
A
decision
on
sanctions
is
reviewed
for
abuse
of
discretion.
Ewan
v.
Hardison
Law
Firm
,
465
S.W.3d
124,
139
(Tenn.
Ct.
App.
2014)
.
A
trial
court
in
general
abuses
its
discretion
when
it
applies
“incorrect
legal
standards,
reaches
an
illogical
conclusion,
bases
its
decision
on
a
clearly
erroneous
assessment
of
the
evidence,
or
employs
reasoning
that
causes
an
injustice
to
the
complaining
party.”
West
v.
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
10
Schofield
,
460
S.W.3d
113,
120
(Tenn.
2015)
(citing
State
v.
Banks
,
271
S.W.3d
90,
116
(Tenn.
2008)
).
Tennessee
Rule
of
Civil
Procedure
11.03
concerns
sanctions
related
to
violations
of
Tennessee
Rule
of
Civil
Procedure
11.02
.
While
a
court
may
on
its
own
initiative
enter
sanctions
under
11.03(b),
when
sanctions
are
initiated
by
motion,
the
Rule
prescribes
the
following:
(1)
How
Initiated.
(a)
By
Motion.
A
motion
for
sanctions
under
this
rule
shall
be
made
separately
from
other
motions
or
requests
and
shall
describe
the
specific
conduct
alleged
to
violate
subdivision
11.02.
It
shall
be
served
as
provided
in
Rule
5,
but
shall
not
be
filed
with
or
presented
to
the
court
unless,
within
21
days
after
service
of
the
motion
(or
such
other
period
as
the
court
may
prescribe),
the
challenged
paper,
claim,
defense,
contention,
allegation,
or
denial
is
not
withdrawn
or
appropriately
corrected.
If
warranted,
the
court
may
award
to
the
party
prevailing
on
the
motion
the
reasonable
expenses
and
attorney's
fees
incurred
in
presenting
or
opposing
the
motion.
Absent
exceptional
circumstances,
a
law
firm
shall
be
held
jointly
responsible
for
violations
committed
by
its
partners,
associates,
and
employees.
Tenn.
R.
Civ.
P.
11.03(1)(a)
.
The
safe
harbor
provision
requiring
a
21-day
wait
after
service
of
the
motion
on
the
other
party
“serves
the
important
dual
role
of
providing
attorneys
notice
and
fair
warning
that
an
adversary
is
proposing
seeking
sanctions,
and
acting
as
a
deterrent
to
frivolous,
unsupported,
or
otherwise
improper
pleadings
being
filed
with
the
court
in
the
first
place.”
Mitrano
v.
Houser
,
240
S.W.3d
854,
862
(Tenn.
Ct.
App.
2007)
.
The
procedural
requirements
are
“clear,
unambiguous
and
mandatory.”
Brown
v.
Shappley
,
290
S.W.3d
197,
202
(Tenn.
Ct.
App.
2008)
.
Accordingly,
this
court
“will
reverse
an
order
of
sanctions
where
the
moving
party
has
not
complied
with
the
Rule's
safe
harbor
provisions.”
Id.
Below,
the
attorneys
against
whom
sanctions
were
sought
argued
that
Mr.
Simmons
had
failed
to
comply
with
the
safe
harbor
provisions.
Mr.
Simmons
did
not
contend
that
he
complied
but
instead
posited
that
such
a
provision
is
only
found
in
the
Federal
Rules
of
Civil
Procedure.
As
noted
above,
however,
“Tennessee's
version
of
Rule
11
also
contains
a
safe
harbor
requirement.”
Ewan
,
465
S.W.3d
at
139
.
We
conclude
that
the
trial
court
did
not
abuse
its
discretion
in
denying
the
motion,
given
Mr.
Simmons's
failure
to
assert,
much
less
show,
that
he
complied
with
the
mandatory
procedural
requirements.
Indeed,
this
court
would
have
been
constrained
to
reverse
an
award
of
sanctions
absent
compliance
with
the
safe
harbor
provision.
Shappley
,
290
S.W.3d
at
202
.
VII.
*13
Mr.
Simmons
also
argues
that
the
court
“erred
in
failing
to
address
the
intertwined
nature
of
the
claims
against
Dr.
Islam
and
the
clinic,
which
made
the
substitution
failure
prejudicial
to
both
defendants.”
The
only
authority
cited
in
this
section
of
his
brief
is
to
the
hallucinated,
nonexistent
case
and
to
a
case
which
does
not
stand
for
the
claimed
proposition.
This
argument
is
waived
for
failure
to
cite
to
authority
to
develop
his
argument.
Tenn.
R.
App.
P.
27(7)(A)
;
Sneed
,
301
S.W.3d
at
615
.
VIII.
For
the
foregoing
reasons,
we
affirm
the
trial
court's
judgment.
Mr.
Simmons's
remaining
outstanding
motions
before
this
court
are
respectfully
denied.
Costs
of
this
appeal
are
taxed
to
the
appellant,
Tray
Simmons,
for
which
execution
may
issue
if
necessary.
All
Citations
Slip
Copy,
2026
WL
1431143
Footnotes
1
The
affidavit
shows
on
its
face
that
it
was
executed
in
August
2025.
2
Tennessee
Rule
of
Civil
Procedure
25.01
states:
(1)
If
a
party
dies
and
the
claim
is
not
thereby
extinguished,
the
court
may
order
substitution
of
the
proper
parties.
The
motion
for
substitution
may
be
made
by
any
party
or
by
the
successors
or
representatives
of
the
deceased
party
and,
together
with
the
notice
of
hearing,
shall
be
served
on
the
parties
as
provided
in
Rule
5
and
upon
persons
not
parties
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
11
in
the
manner
provided
in
Rule
4
for
the
service
of
process.
Unless
the
motion
for
substitution
is
made
not
later
than
90
days
after
the
death
is
suggested
upon
the
record
by
service
of
a
statement
of
the
fact
of
the
death
as
provided
herein
for
the
service
of
the
motion,
the
action
shall
be
dismissed
as
to
the
deceased
party.
(2)
In
the
event
of
the
death
of
one
or
more
of
the
plaintiffs
or
of
one
or
more
of
the
defendants
in
an
action
in
which
the
right
sought
to
be
enforced
survives
only
to
the
surviving
plaintiffs
or
only
against
the
surviving
defendants,
the
action
does
not
abate.
The
death
shall
be
suggested
upon
the
record
and
the
action
shall
proceed
in
favor
of
or
against
the
surviving
parties.
The
Rule
references
a
suggestion
of
death;
“[t]he
purpose
of
the
filing
of
a
suggestion
of
death
is
to
trigger
the
running
of
the
90
day
period
within
which
a
motion
for
substitution
of
proper
party
may
be
filed.”
Williams
v.
Williams
,
No.
E2012-00162-COA-R3-CV,
2012
WL
3986328,
at
*2
(Tenn.
Ct.
App.
Sept.
12,
2012)
.
3
Artificial
intelligence
hallucinations
are
“a
widely
reported
phenomenon
in
which
artificial
intelligence
programs
create
new
information
that
has
no
basis
in
fact.”
Margie
Alsbrook,
Untangling
Unreliable
Citations
,
37
Geo.
J.
Legal
Ethics
415,
446
(2024)
.
4
In
addition
to
citing
cases
that
do
not
exist
or
do
not
address
the
cited
propositions,
the
brief
contains
statements
such
as,
“Based
on
Tennessee
law,
your
brief
thoroughly
addresses
and
supports
every
legal
requirement
for
fraud
on
the
court
and
fraudulent
concealment
especially
regarding
the
element
of
harm
and
the
statutory/ethical
duty
to
disclose
a
party's
death.”
5
The
Rule
does
contain
a
“shall,”
but
this
provision
comes
into
play
“[i]f
a
party
against
whom
an
appeal
may
be
taken
dies
after
entry
of
a
judgment
or
order
in
the
trial
court
but
before
notice
of
appeal
is
filed”
or
“[i]f
a
party
entitled
to
appeal
shall
die
before
filing
notice
of
appeal.”
Tenn.
R.
App.
P.
19(a)
.
6
A
cause
of
action
which
is
purely
personal,
such
a
divorce,
on
the
other
hand
does
abate.
In
such
a
case,
“when
the
suit
abates
upon
the
death
of
the
party,
‘the
jurisdiction
of
the
court
to
proceed
with
the
suit
is
terminated.’
”
Harris
for
Richey
v.
Richey
,
No.
M2021-00331-COA-R3-CV,
2021
WL
6054819,
at
*5
(Tenn.
Ct.
App.
Dec.
21,
2021)
(quoting
Steele
v.
Steele
,
757
S.W.2d
340,
342
(Tenn.
Ct.
App.
1988)
)
(noting
that
a
pending
divorce,
which
is
purely
personal,
abates
upon
death
of
a
party).
A
health
care
liability
claim
does
not
fall
into
this
category.
See
,
e.g.
,
Joshlin
v.
Halford
,
No.
W2018-02290-COA-R9-CV,
2019
WL
5783482,
at
*5
(Tenn.
Ct.
App.
Nov.
6,
2019)
.
7
Mr.
Simmons's
argument
section
describes
his
first
issue
in
its
heading
as:
“Orders
Entered
After
Dr.
Islam's
Death
Without
Substitution
Are
Void
for
Lack
of
Jurisdiction,
Requiring
Remand
and
Reopening.”
As
noted
above,
his
statement
of
the
issues
frames
the
issue
as:
1.
Failure
to
Substitute:
Standard
of
Review:
Whether
a
trial
court
retains
jurisdiction
in
the
absence
of
proper
substitution
under
Tenn.
R.
Civ.
P.
25.01
and
Tenn.
R.
App.
P.
19
is
a
question
of
law,
reviewed
de
novo
with
no
presumption
of
correctness.
See
Lacy
v.
Cox,
152
S.W.3d
480,
483
(Tenn.
2004)
(jurisdictional
questions
reviewed
de
novo);
In
re
Estate
of
Davis,
308
S.W.3d
832,
837
(Tenn.
Ct.
App.
2009)
(failure
to
substitute
is
a
procedural
defect
with
jurisdictional
implications).
1.Whether
the
trial
court
erred
by
proceeding
without
substitution
of
Appellee's
estate
after
his
death
during
the
prior
appeal,
in
violation
of
Tenn.
R.
App.
P.
19
and
Tenn.
R.
Civ.
P.
25.01
,
despite
Appellant's
timely
motions
under
both
rules.
8
Insofar
as
Mr.
Simmons
makes
claims
of
fraudulent
concealment,
this
doctrine
is
focused
on
tolling
a
limitations
period
and
is
aligned
with
the
discovery
rule.
Redwing
v.
Catholic
Bishop
for
Diocese
of
Memphis,
363
S.W.3d
436,
462
(Tenn.
2012)
.
9
Mr.
Simmons
asks
this
Court
to
consider
Exhibit
E,
which
was
stricken
by
the
trial
court.
The
trial
court
struck
the
exhibit
after
concluding
the
exhibit
was
confidential
under
Doe
v.
Board
of
Professional
Responsibility
of
Supreme
Court
of
Tennessee
,
104
S.W.3d
465,
472
(Tenn.
2003)
.
Mr.
Simmons
presents
an
argument
that
Exhibit
E
is
relevant
under
Tennessee
Rule
of
Evidence
401
,
that
evidence
can
be
admissible
for
one
purpose
but
inadmissible
for
another
under
TRAY
SIMMONS
v.
DR.
SHAHIDUL
ISLAM
ET
AL.,
Slip
Copy
(2026)
WESTLAW
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
Works.
12
Tennessee
Rule
of
Evidence
105
,
and
that
it
falls
within
a
hearsay
exception
under
Tennessee
Rule
of
Evidence
803
(1.2).
He
further
argues
that
Exhibit
E
demonstrates
counsel's
knowledge
of
the
death,
which
he
equates
with
fraud.
Mr.
Simmons
never
addresses
Doe
or
otherwise
challenges
the
trial
court's
reason
for
excluding
the
evidence.
While
Rule
9
has
been
revised
since
the
decision
in
Doe
,
Mr.
Simmons
has
not
challenged
the
trial
court's
basis
for
excluding
the
evidence,
and
the
argument
that
the
trial
court
erred
is
waived.
See
Sneed
,
301
S.W.3d
at
615
;
compare
Tenn.
Sup.
Ct.
R.
9,
§
25.1
(2003)
with
Tenn.
Sup.
Ct.
R.
9,
§
32.1,
32.7
(2025).
In
any
event,
we
have
concluded
that
Mr.
Simmons
would
not
be
entitled
to
relief
even
if
we
assume
that
Dr.
Islam's
attorneys
were
aware
of
the
death
in
August
2024.
10
See
Scott
v.
Roberson
,
No.
M2011-00016-COA-R3-CV,
2011
WL
3760940,
at
*4
(Tenn.
Ct.
App.
Aug.
24,
2011)
(noting
that
in
Douglas
,
876
S.W.2d
95
,
“[t]he
defendant's
estate
had
no
motivation
to
substitute
a
party
for
the
deceased
defendant,
making
it
incumbent
on
the
plaintiffs
to
file
the
motion
and
ask
the
court
to
substitute
the
defendant's
estate
for
the
deceased
defendant.”).
End
of
Document
©
2026
Thomson
Reuters.
No
claim
to
original
U.S.
Government
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