510, 511, 28 L.Ed. 462 (1884) (stating that a federal appellate court, on its own motion, must “deny its own jurisdiction, and, in the exercise of its appellate power, that of all other courts of the United States, in all cases where such jurisdiction does not affirmatively appear in the record”).
A
The officer removal statute, 28 U.S.C. § 1442(a)(1),
quoted supra note 2, is designed to allow federal officers to remove actions to federal court that would otherwise be unremovable.
See Willingham v. Morgan, 395 U.S. 402, 406-07, 89 S.Ct. 1813, 1815-16, 23 L.Ed.2d 396 (1969) (stating that the section covers all cases in which federal officers, sued in state court, “can raise a colorable defense arising out of their duty to enforce federal law”).
3 In
Primate Protection League, the Supreme Court held that the reference to “any agency” of the United States contained in the officer removal statute did not stand alone, but constituted part of a possessive phrase modifying the noun “officer.”
See — U.S. at -, 111 S.Ct. at 1705. Put another way, the statute is to be read as if a second “of” appeared in the text immediately following the disjunctive “or.” Hence, section 1442(a)(1) permits removal by an “officer of ... any agency [of the United States],” and, conversely, does not permit removal by the federal agency itself.
See id. at-, 111 S.Ct. at 1709.
Although Primate Protection League makes it crystal clear that EPA, as a federal agency, cannot remove an action to federal court under color of section 1442(a)(1), this case presents a variation on the theme: it requires that we decide the closely related, but nonetheless different, question of whether, for purposes of the officer removal statute, a suit brought against an executive of an agency, exclusively in the executive’s official capacity, constitutes a suit against. an “officer,” thereby permitting removal under the statute, or a suit against an “agency,” thereby precluding such removal. It is to this inquiry that we now turn.4
B
Generally, a suit against an officer in the officer’s official capacity constitutes a suit against the governmental entity which the officer heads. For example, in Kentucky v. Graham, 473 U.S. 159, 105 S.Ct. 3099, 87 L.Ed.2d 114 (1985), the'Court dwelt on the distinction between suits against a person in an individual, as opposed tó official, capacity. The Court explained that while individual-capacity actions “seek to impose personal liability upon a government official,” id. at 165, 105 S.Ct. at 3105 (emphasis supplied), payable out. of personal assets, see id. at 166, 105 S.Ct. at 3105, an official-capacity action is, “in all respects other than name, to be treated as a suit against the entity.” Id. Phrased differently, “official-capacity suits generally represent only another way of pleading an action against an entity of which an officer is an agent.” Monell v. New York City Dep’t of Social Servs., 436 U.S. 658, 690 n. 55, 98 S.Ct. 2018, 2035, n. 55, 56 L.Ed.2d 611 (1978). Thus, a string of Supreme Court cases holds that a suit against a government officer in his or her official capacity binds the agency or other governmental entity, not the officer personally. See, e.g., Graham, 473 U.S. at 166, 105 S.Ct. at 3105; Brandon v. Holt, 469 U.S. 464, 471, 105 S.Ct. 873, 877, 83 L.Ed.2d 878 (1985); cf. Larson v. Domestic & Foreign Commerce Corp., 337 U.S. 682, 687, 69 S.Ct. 1457, 1460, 93 L.Ed. 1628 (1949) (explaining that, in deciding whether a suit against a government officer is an official-capacity or individual-capacity suit, “the crucial question is whether the relief sought .,. is relief against the sovereign”).
3
This is not to say that every case in which a federal officer is a defendant is removable. Rather, removal is limited to situations in which the officer’s removal petition demonstrates the existence of a federal defense. See Mesa v. California, 489 U.S. 121, 136, 109 S.Ct. 959, 968, 103 L.Ed.2d 99 (1989).
4
The officer removal statute was first enacted in its present form in 1948. Its legislative history is of no significant assistance in respect to the inquiry at hand.