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Lichfield v. Kubler
, No. 25-4135 (10th Cir. July 27, 2026)
Case details
Full caption
NARVIN LICHFIELD v. KATHERINE KUBLER
Country
United States
Jurisdiction
Federal
Court
10th Circuit
Decided
July 27, 2026
Disposition
Affirmed
Majority
Federico (Circuit Judge), joined by Tymkovich (Circuit Judge), Bacharach (Circuit Judge)
PUBLISH
UNITED
STATES
COURT
OF
APPEALS
FOR
THE
TENTH
CIRCUIT
_________________________________
NARVIN
LICHFIELD,
Plaintiff
-
Appellant,
v.
KATHERINE
KUBLER;
NETFLIX,
INC.,
Defendants
-
Appellees.
No.
25-
4135
_________________________________
Appeal
from
the
United
States
District
Court
for
the
District
of
Utah
(D.C.
No.
2:24-
CV-
00458-JNP-CMR)
_________________________________
Ross
P.
Meyer
of
Enara
Law,
Scottsdale,
Arizona
(Michael
K.
Hepworth
of
Hepworth
Legal,
Bountiful,
Utah,
on
the
briefs)
for
Plaintiff
-Appellant.
Natalie
J.
Spears
of
Dentons
US
LLP,
Chicago,
Illinois
(David
W.
Tufts
and
Ian
M.
Kinghorn
of
Dentons
Durham
Jones
Pinegar
P.C.,
Salt
Lake
City,
Utah;
Gregory
R.
Naron
and
Jacqueline
A.
Domenella
of
Dentons
US
LLP,
Chicago,
Illinois,
with
her
on
the
brief)
for
Defendants-Appellees.
_________________________________
Before
TYMKOVICH
,
BACHARACH
,
and
FEDERICO
,
Circuit
Judges.
_________________________________
FEDERICO
,
Circuit
Judge.
_________________________________
FILED
United
States
Court
of
Appeals
Tenth
Circuit
July
27,
2026
Christopher
M.
Wolpert
Clerk
of
Court
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
1
2
Narvin
Lichfield
operated
boarding
schools
and
programs
for
purportedly
“troubled
teens”
for
more
than
three
decades.
During
this
time,
these
boarding
schools
–
a
s
well
as
the
broader
industry
–
drew
attention
from
the
public
and
press
for
allegations
of
extreme
disciplinary
techniques
that
allegedly
cross
ed
the
line
into
physical
and
mental
abuse.
Katherine
Kubler
is
a
filmmaker
who,
as
a
teenager,
spent
fifteen
months
at
a
facility
for
troubled
teens
that
billed
itself
as
a
high
school
(even
though
it
was
not
accredited
to
award
diplomas)
.
While
she
was
enrolled,
Kubler
swore
that
she
would
one
day
get
revenge
by
making
a
documentary
about
her
experience.
Kubler
did
ultimately
create
a
documentary
about
her
boarding
school.
The
documentary
took
the
form
of
a
three
-
part
series
that
also
discussed
the
larger
troubled-
teen
industry.
So,
although
he
did
not
supervise
or
direct
the
school
Kubler
attended,
Lichfield
was
featured
during
one
episode
for
his
affiliation
with
an
industry
organization
and
other
schools
for
troubled
teens.
Netflix
produced
the
documentary
and
streamed
it
on
its
platform.
W
hen
Lichfield
sued
Kubler
for
defamation,
he
also
named
Netflix
as
a
Defendant.
The
district
court
dismissed
Lichfield’s
complaint
because
it
failed
to
state
a
claim
for
which
relief
could
be
granted.
H
e
appealed
to
this
court.
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
2
3
This
dispute,
then,
brings
into
conflict
two
sets
of
values
honored
by
our
legal
system.
On
the
one
hand,
Lichfield
seeks
recompense
for
what
he
alleges
is
unlawful
defamation
of
his
character.
But,
on
the
other
hand,
Kubler
and
Netflix
seek
refuge
in
thei
r
free
-
speech
rights
to
make
and
distribute
a
film
about
a
topic
of
public
importance.
Determining
the
boundary
between
these
competing
interests
–
free
speech
versus
defamation
–
is
the
topic
of
this
appeal.
In
the
end,
we
agree
with
the
district
court
an
d
affirm.
I
A
Long
before
Kubler
entered
the
world
of
professional
filmmaking
,
she
was
a
troubled
high
-
school
student.
During
her
teenage
years
,
she
“started
acting
out,”
by
drinking,
smoking,
and
sneaking
out
at
night.
The
Program:
Cons
Cults
and
Kidnapping,
Part
1:
Where
the
F***
Am
I?!
at
6:37
(Netflix
2024)
(
hereinafter
The
Program)
(on
file
with
the
Clerk’s
Office).
1
As
Kubler
1
Because
this
case
comes
to
us
on
appeal
of
a
motion
to
dismiss
for
failure
to
state
a
claim,
we
accept
as
true
the
well
-
pleaded
facts
of
the
operative
complaint.
Bell
Atlantic
Corp.
v.
Twombly
,
550
U.S.
544,
556
(2007)
.
Throughout
the
Amended
Complaint,
Lichfield
reference
s
The
Program,
and
its
precise
content
is
central
to
his
claims.
The
parties
do
not
dispute
the
authenticity
of
the
recording
that
has
been
filed
with
the
Clerk’s
Office
and
ask
that
we
treat
it
as
incorporated
into
the
Amended
Complaint
by
reference.
Consistent
with
our
jurisprudence,
we
will
do
so.
Brokers’
Choice
of
Am.,
Inc.
v.
NBC
Universal,
Inc.
,
861
F.3d
1081,
1103
(10th
Cir.
2017)
.
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
3
4
tells
it,
she
was
engaged
in
“typical
teenager
stuff”
related
to
a
fraught
relationship
with
her
stepmother.
Id.
Kubler
begged
her
father
to
send
her
“somewhere,
anywhere”
away
from
her
stepmother.
Id.
at
6:45.
Then,
midway
through
her
sophomore
year,
Kubler
transferred
to
a
private
religious
boarding
school.
After
a
few
months,
the
boarding
school
expelled
her
for
violating
its
alcohol
policy.
Following
her
expulsion,
Kubler
waited
in
the
principal’s
office
for
her
father’s
arrival.
Instead,
two
strangers
arrived
with
handcuffs.
Kubler’s
father
had
hired
them
without
her
knowledge
to
escort
her
to
a
new
school:
Academy
at
Ivy
Ridge
(Ivy
Ridge).
Soon
after
her
arrival,
Kubler
learned
Ivy
Ridge
was
not
a
typical
high
school.
She
was
strip
searched
for
contraband
upon
her
arrival
at
campus.
She
would
not
be
free
to
come
and
go.
And,
until
she
could
prove
her
good
standing,
she
could
not
call
her
parents
on
the
phone.
G
ood
standing
could
be
earned
through
compliance
with
a
multitudinous
list
of
rules
that
included
prohibitions
on
talking
to
other
students,
making
eye
contact,
and
looking
out
the
window.
The
restroom
could
only
be
used
under
the
supervision
of
the
staff.
Compliance
with
the
rules
could
earn
students
“upper
-
level
privileges,”
which
permitted
them
to
talk
to
their
peers,
wear
makeup,
and
look
out
the
window.
Id.
at
16:00.
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
4
5
When
students
earned
enough
points
to
progress
through
the
various
levels
,
they
could
finally
leave
the
program.
Ivy
Ridge
was
not
a
freestanding
program.
It
was
affiliated
with
the
World
Wide
Association
of
Specialty
Programs
and
Schools
(WWASP).
WWASP
itself
is
no
stranger
to
controversy;
it
has
come
under
public
scrutiny
in
connection
with
allegations
of
abuse
and
neglect
at
affiliated
institutions.
See
,
e.g.
,
World
Wide
Ass’n
of
Specialty
Programs
v.
Pure,
Inc.
,
450
F.3d
1132,
1135–
36
(10th
Cir.
2006)
(detailing
news
reports).
I
t
was
also
highly
profitable,
in
part
due
to
steep
attendance
fees
and
relatively
low
expenses.
And,
by
Kubler’s
telling,
Narvin
Lichfield
–
whose
brother,
Robert,
founded
WWASP
–
was
instrumental
in
building
WWASP
into
an
“empire
of
troubled
teen
programs.
”
The
Program,
Part
3:
Follow
the
Money
at
24:43.
T
he
dispute
now
before
this
Court
is
predicated
on
the
character
and
truthfulness
of
statements
made
about
Lichfield’s
involvement
with
WWASP
and
several
facilities
connected
with
it
.
Kubler
,
for
her
part,
never
completed
the
program
at
Ivy
Ridge
or
earned
a
high-
school
diploma.
Instead,
her
father
pulled
her
out
of
Ivy
Ridge
after
fifteen
months
.
B
y
then,
Kubler’s
relationship
with
her
father
was
severely
damaged.
In
an
attempt
to
get
her
“big
revenge”
against
the
school’s
staff,
The
Program,
Part
1
at
27:15,
through
which
she
might
“get
all
this
evidence
together”
about
her
experience
“and
present
it
to
[her]
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
5
6
dad,
”
The
Program,
Part
2:
Mind
Control
at
27:51;
accord
The
Program,
Part
3
,
at
50:10,
Kubler
made
a
documentary
about
Ivy
Ridge
and
schools
like
it,
The
Program
Part
1
at
27:15,
27:47.
The
series
that
Kubler
directed
and
produced,
and
that
Netflix
also
produced,
contains
the
speech
that
eventually
led
to
Lichfield’s
lawsuit.
The
series’
three
episodes
are
built
around
and
filtered
through
Kubler’s
personal
experience
as
a
child
at
home
and
at
Ivy
Ridge.
The
first
episode,
titled
Part
1:
Where
the
F***
Am
I?!
,
displays
home
video
footage
while
describ
ing
Kubler’s
personal
conflict
with
her
“evil
stepmother”
and
her
transfer
to
Ivy
Ridge.
The
Program,
Part
1
at
6:30.
Kubler
later
reunites
with
other
students
on
Ivy
Ridge’s
abandoned
campus,
where
they
detail
their
experiences
of
physical
and
sexual
abuse
at
the
now-
defunct
high
s
chool.
At
one
point,
Kubler
opens
a
Mike’s
Hard
Lemonade
alcoholic
beverage
–
possession
of
which
got
her
sent
to
Ivy
Ridge
so
many
years
ago
–
before
wandering
the
empty
halls.
In
Part
2:
Mind
Control
,
Kubler
again
roams
the
Ivy
Ridge
campus
holding
a
Mike’s
Hard
Lemonade.
The
narrative
focus,
though,
shifts
to
“seminars”
at
Ivy
Ridge
that
served
as
the
purported
backbone
of
the
program.
The
Program,
Part
2
at
2:00.
Two
of
Kubler’s
classmates
describe
a
session
in
which
they
were
required
to
repeat
an
eight
-
word
mantra
with
associated
hand
movements
for
eight
hours
uninterrupted.
The
narrator
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
6
7
describes
these
techniques
as
tantamount
to
“literal
brainwashing
,
”
handed
down
to
the
“troubled
teen
industry”
from
a
1960s-
era
cult
.
Id.
at
8:57,
9:50,
12:09.
Over
the
course
of
the
episode
Kubler
interviews
a
friend’s
parent,
sneaks
into
a
seminar
for
parents
of
WWASP
students
,
and
confronts
a
former
public
relations
coordinator
for
Ivy
Ridge.
The
episode
culminates
with
a
scene
in
which
Kubler
confronts
her
father
about
her
“complicated
feelings”
stemming
from
her
time
at
Ivy
Ridge.
Id.
at
53:40,
55:07.
Prior
to
the
confrontation,
Kubler
had
not
seen
her
father
in
person
for
years
.
In
the
scene,
her
father
apologizes
for
sending
her
away
to
Ivy
Ridge.
The
first
two
episodes
of
the
series
are
important
for
context,
but
it
is
the
content
of
Part
3:
Follow
the
Money
that
is
central
to
this
legal
dispute.
The
episode
begins
with
one
of
the
series’
recurrent
tropes:
the
camera
displays
a
bulletin
board
to
which
photos,
news
clippings,
and
paper
documents
have
been
affixed
by
thumb
tacks.
The
Program,
Part
3
at
00:18.
As
the
camera
cuts
between
different
portions
of
the
bulletin
board,
Kubler
narrates:
It
bothers
me
how
people
low
on
the
totem
pole
end
up
taking
the
fall.
And
the
people
at
the
top
seem
to
get
away
with
murder.
I
kn
e
w
if
I
really
wanted
to
go
after
these
places,
I
’d
need
to
follow
the
money.
Id.
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
7
9
Id.
This
image
–
along
with
the
corresponding
statement
–
comprises
the
first
scene
or
segment
of
the
series
that
Lichfield
challenges
in
this
appeal
as
defamatory.
By
his
theory,
the
juxtaposition
of
the
visuals
and
narration
falsely
implies
that
he
is
responsible
for
a
teen’s
death.
The
second
challenged
segment
appears
midway
through
the
episode.
Shortly
before
it
is
introduced,
Kubler
is
engaged
in
an
interview
with
Lichfield’s
estranged
son,
who
describes
his
father’s
decision
to
open
a
school
in
Costa
Rica
named
Dundee.
Id.
at
30:20.
Kubler
then
narrates:
“Dundee
was
only
open
for
nineteen
months
before
authorities
were
alerted
to
abuse,
raided
the
facility,
and
Narvin
was
arrested.”
Id.
at
30:36.
The
series
displays
a
clip
from
an
episode
of
the
TV
program
Inside
Edition
contemporaneous
to
the
arrest
in
which
Lichfield
t
old
a
local
news
reporter:
“We
haven’t
done
anything
here
but
try
to
run
a
school.”
Id.
at
30:43.
Kubler,
again
narrating,
says:
“Narvin
didn’t
waste
any
time
in
rebuilding
his
Costa
Rican
facility
into
a
new
program
called
Pillars
of
Hope,
only
seven
months
after
his
previous
program
was
raided.”
Id.
at
30:53.
Although
Lichfield
concedes
that
the
facility
was
raided
and
he
was
arrested,
he
contends
on
appeal
that
this
segment
is
defamatory
because
it
fails
to
mention
that
Costa
Rican
authorities
ultimately
dismissed
the
criminal
charges
against
him.
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
9
10
The
third
challenged
segment
is
prefaced
by
a
screenshot
of
Lichfield’s
social
media
post
inviting
his
Instagram
followers
to
join
him
on
a
Wednesday
night
to
sing
karaoke.
Id.
at
47:33.
The
image
then
cuts
to
Kubler
drinking
from
a
pint
glass
at
the
karaoke
bar
while
Lichfield
takes
the
stage
to
sing
“
Witchcraft
”
as
performed
by
Frank
Sinatra
.
Id.
at
47:39.
Lichfield
dances
side
to
side,
and
an
audio
track
of
Kubler’s
narration
plays:
It
was
surreal
to
see
Narvin
in
person,
k
nowing
everything
I
know
about
this
guy:
the
children
he
abused,
the
parents
he
conned,
all
the
crimes
he’s
gotten
away
with.
Yet,
here
he
is
–
f
ree
as
a
bird,
singing
Frank
Sinatra
at
a
club
in
Utah.
I
didn’t
talk
to
him
because
I
didn’t
want
to
blow
my
cover.
And
I
don’t
like
giving
abusers
a
platform
to
spew
their
bullshit.
Id.
at
48:04.
The
narration
fades
away,
Lichfield
returns
to
his
seat,
and
Kubler
drinks
from
a
shot
glass
chased
with
lime
before
running
to
the
stage.
Id.
at
48:30.
Kubler
narrates:
“Unlike
the
Justice
Department
or
FBI,
there’s
nothing
I
can
really
do
to
the
Lichfields,
except
this.
But
don’t
get
too
comfortable
Narvin.
‘Cuz
one
way
or
another,
I’m
gonna
get
you.”
Id.
at
48:42.
She
and
two
friends
then
perform
an
off-
key
version
of
Blondie’s
“One
Way
or
Another”
while
Lichfield
looks
on
bemused
.
2
Id.
at
48:55.
On
appeal,
Lichfield
contends
that
Kubler
’s
statement
about
abusing
children,
conning
2
Kubler
sings:
“One
way
or
another,
I’m
gonna
find
ya,
I’m
gonna
get
ya,
get
ya,
get
ya,
get
ya
//
One
way
or
another,
I’m
gonna
win
ya,
I’m
gonna
get
ya,
get
ya,
get
ya,
get
ya.”
The
Program,
Part
3
at
48:55.
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Case:
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Document:
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Filed:
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11
parents,
and
getting
away
with
crimes
is
defamatory
because
it
makes
provably
false
assertions
of
fact
.
In
total,
t
he
third
episode
is
somewhat
less
personal
than
the
first
two
episodes.
Over
the
course
of
Part
3
,
Kubler
interviews
,
inter
alia
:
an
anonymous
staffer
from
Ivy
Ridge
,
a
sociologist
,
a
plaintiff’s
lawyer
,
a
pair
of
journalists
,
a
lawyer
who
previously
served
in
a
state
attorney
general’s
office,
two
state
legislators
,
and
Lichfield’s
son.
The
episode
reviews
WWASP’s
purported
political
connections
,
and
Kubler
asks
a
Utah
state
legislator
to
prevent
Lichfield’s
brother,
Robert
,
from
operating
facilities
for
troubled
teens
.
The
episode,
and
thus
the
series,
concludes
with
a
clip
of
Kubler
and
her
friends
burning
files
from
Ivy
Ridge
while
the
narrator
calls
her
audience
to
action.
B
Lichfield
filed
the
complaint
in
the
District
of
Utah.
He
amended
his
pleading
in
short
order.
In
the
Amended
Complaint,
Lichfield
pleaded
five
causes
of
action:
defamation,
defamation
per
se,
false
light
invasion
of
privacy,
intentional
infliction
of
emot
ional
distress
(IIED),
and
civil
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12
conspiracy.
Defendants
Kubler
and
Netflix
(collectively,
Kubler
3
)
responded
with
a
motion
to
dismiss
for
failure
to
state
a
claim
under
Federal
Rule
of
Civil
Procedure
12(b)(6).
She
argued
in
support
of
dismissal
that
Lichfield’s
defamation
claim
rested
upon
statements
that
are
non
-
actionable
under
Utah
law
and
protected
by
the
First
Amendment.
And,
because
Lichfield’s
remaining
claims
are
derivative
of
defamation,
she
argued,
they
should
be
dismissed
for
the
same
reasons.
In
the
same
filing,
Kubler
submitted
a
special
motion
to
strike
under
state
statutory
laws
governing
lawsuits
that
could
chill
free
expression.
These
state
laws
–
commonly
styled
Anti
-
Strategic
Lawsuits
Against
Public
Participation
(anti-
SLAPP)
statutes
–
may
provide
for,
inter
alia
,
attorneys
’
fees
if
a
court
determines
that
a
lawsuit
was
filed
to
chill
First
Amendment-
protected
speech.
See
Los
Lobos
Renewable
Power,
LLC
v.
Americulture,
Inc.
,
885
F.3d
659,
662
(10th
Cir.
2018)
.
In
her
special
motion,
Kubler
argued
that
Utah
and
California
laws
are
interchangeable
for
the
purposes
of
attorney
fee
awards
and,
in
the
alternative,
that
California’s
anti
-
SLAPP
statute
should
apply
because
Defendants
are
based
there
.
3
Kubler
and
Netflix
are
jointly
represented,
filed
a
joint
brief,
and
have
aligned
interests
in
affirmance
of
the
district
court’s
opinion.
To
the
extent
that
there
is
any
daylight
between
their
legal
interests,
it
is
not
relevant
here.
For
brevity,
we
refer
to
their
joint
arguments
with
only
the
lead
Defendant’s
name.
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13
Lichfield
opposed
both
the
Rule
12(b)(6)
motion
and
the
special
motion
under
anti
-
SLAPP
law.
He
argued
that
neither
the
First
Amendment
nor
Utah
law
doomed
his
claims.
He
further
argued
that
the
district
court
should
apply
Utah’s
anti
-
SLAPP
statute,
not
California’s
similar
law.
A
lso,
h
e
argued
that
a
district
court
applying
the
Utah
statute
would
conclude
it
“essentially
mimics
the
language
of
Rule
12(b)(6)”
and
could
proceed
to
apply
the
anti-
SLAPP
law
by
conducting
a
traditional
Rule
12(b)(6)
analysis.
A
plt.
App.
at
241
(citation
omitted).
This
analysis,
Lichfield
argued,
would
result
in
the
conclusion
that
the
Amended
Complaint
surmounted
the
Rule
12
standard
and
would
allow
his
claims
to
proceed
to
discovery.
The
district
court
saw
it
otherwise.
It
determined
that
all
the
contested
statements
were
either
opinions
protected
under
state
law
and
the
First
Amendment,
did
not
imply
any
defamatory
statements,
or
were
true
statements
and
thus
not
actionable.
And
because
Lichfield
could
not
state
a
claim
for
defamation,
his
remaining
derivative
claims
also
failed.
Regarding
the
special
anti-
SLAPP
motion,
the
district
court
declined
to
decide
whether
Utah
or
California
law
should
apply.
Instead,
it
reasoned
that
under
either
statute,
a
motion
to
strike
would
be
available
when
claims
are
subject
to
Rule
12(b)(6)
dismissal.
And,
because
the
Rule
12
standard
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14
was
met,
the
district
court
concluded
that
Kubler
was
entitled
to
recover
attorneys’
fees
and
costs.
Lichfield
timely
appeals.
II
On
appeal,
Lichfield
presents
three
issues,
though
only
one
is
truly
central
to
resolution
of
the
case.
The
primary
question
on
appeal
is
the
threshold
legal
question
of
whether
Lichfield
has
properly
alleged
that
any
of
Kubler’s
statements
a
re
subject
to
defamatory
meaning.
Under
Utah
defamation
law,
Utah
constitutional
law,
and
the
First
Amendment,
the
answer
is
no,
so
the
claims
must
be
dismissed.
Additionally,
Lichfield
argues
that
the
district
court
erred
in
its
application
of
state
anti-SLAPP
laws.
But
any
error
was
invited
in
the
district
court.
Lichfield
further
asks
for
leave
to
amend
the
operative
complaint.
4
He
can
show
no
legal
basis
for
that
relief.
Exercising
jurisdiction
pursuant
to
28
U.S.C.
1291,
we
affirm.
4
Although
Lichfield
also
argues
on
appeal
that
the
district
court
“prematurely
dismissed”
the
Amended
Complaint
by
declining
to
decide
whether
he
was
a
public
figure
for
the
purposes
of
the
First
Amendment,
see
Op.
Br.
at
43,
there
is
no
error
in
the
district
court’s
resolution
of
the
case
on
narrower
grounds
than
Lichfield
would
prefer.
Because
the
merits
of
this
question
are
not
necessary
to
decide
the
appeal,
we
do
not
decide
them
.
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15
A
We
begin
with
the
dismissal
of
the
operative
complaint.
Because
Lichfield
appeals
from
an
order
issued
under
Rule
12(b)(6),
the
district
court’s
determination
is
reviewed
de
novo.
Hogan
v.
Winder
,
762
F.3d
1096,
1104
(10th
Cir.
2014).
In
this
procedural
posture,
a
court
will
typically
defer
to
an
operative
complaint’s
well-pleaded
factual
allegations
and
affirm
dismissal
only
where
the
plaintiff
has
failed
to
state
“a
claim
to
relief
that
is
plausible
on
its
face.”
Bell
Atlantic
Corp.
v.
Twombly
,
550
U.S.
544,
570
(2007).
However,
i
n
addition
to
the
complaint’s
well-pleaded
factual
allegations,
a
court
may
“consider
documents
attached
to
or
referenced
in
the
complaint
if
they
‘are
central
to
the
plaintiff’s
claim
and
the
parties
do
not
dispute
the
documents’
authenticity.’”
Brokers’
Choice
of
Am.,
Inc.
v.
NBC
Universal,
Inc.
,
861
F.3d
1081,
1103
(10th
Cir.
2017)
(quotation
omitted).
Here,
because
Lichfield’s
claims
are
entirely
predicated
on
a
three
-part
documentary
miniseries,
we
will
treat
the
Amended
Complaint
as
incorporating
the
miniseries,
which
has
itself
been
filed
with
both
the
district
court
and
this
court.
To
the
extent
that
any
of
the
Amended
Complaint’s
allegations
are
in
tension
with
the
record
video,
the
video
will
govern.
See
id.
at
110
1,
1105
(citing
Jackson
v.
Alexander
,
465
F.2d
1389,
1390
(10th
Cir.
1972))
.
The
parties
agree
that
this
is
the
correct
approach.
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16
There
is
another
nuance
relevant
to
our
review
of
the
Rule
12(b)(6)
dismissal
in
this
case.
Under
Utah
law,
“whether
a
statement
is
capable
of
sustaining
a
defamatory
meaning
is
a
question
of
law.”
Hogan
,
762
F.3d
at
1106
(alteration
adopted)
(quoting
West
v.
Thomson
Newspapers
,
872
P.2d
999,
1008
(Utah
1994)).
I
n
cases
alleging
defamation,
courts
must
determine
at
the
threshold
whether
“a
publication
might
be
considered
defamatory
by
a
reasonable
person”
before
the
case
may
proceed
to
discovery
and,
ultimately,
a
jury
trial.
Id.
(quoting
Cox
v.
Hatch
,
761
P.2d
556,
561
(Utah
1988)).
Thus,
as
the
parties
rightly
agree,
Lichfield
receives
no
deference
when
he
states
that
the
contested
portions
of
the
series
are
capable
of
defamatory
meaning
–
those
are
legal
conclusions,
not
factual
allegations.
Accord
Brokers’
Choice
,
861
F.3d
at
1100
n.17
(deciding
issue
of
truth
on
motion
to
dismiss).
B
Although
Lichfield
alleged
five
different
causes
of
action
in
the
district
court,
our
review
on
appeal
is
relatively
narrow,
at
least
as
a
matter
of
doctrine.
This
is
because
the
district
court
predicated
its
dismissal
order
on
a
holding
that
the
statements
at
issue
were
incapable
of
defamatory
meaning.
And
because
this
element
of
defamation
could
not
be
met,
the
district
court
held
that
Lichfield’s
derivative
claims
of
defamation
per
se,
IIED,
and
civil
conspiracy
also
failed.
Lichfield
does
not
dispute
this
reasoning
on
appeal.
Instead,
he
argues
that
we
should
reverse
the
dismissal
of
the
derivative
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17
claims
because
the
district
court
erred
by
holding
the
challenged
statements
were
not
defamatory
as
a
matter
of
law.
Thus,
Lichfield’s
primary
substantive
challenge
requires
us
only
to
determine
whether
the
three
contested
segments
of
The
Program:
Part
3
are
capable
of
defamatory
meaning.
This
case
did
not
arise
on
a
federal
claim
,
and
the
district
court
exercised
jurisdiction
based
on
the
parties’
diversity
of
state
citizenship.
See
28
U.S.C.
§
1332.
A
federal
court
exercising
jurisdiction
on
the
basis
of
diversity
applies
state
substantive
law,
Racher
v.
Westlake
Nursing
Home
Ltd.
P’ship
,
871
F.3d
1152,
1162
(10th
Cir.
2017)
,
and
here
the
parties
agree
that
Utah
law
applies
to
construe
Lichfield’s
claims,
see
Op.
Br.
at
12;
Resp.
Br.
at
26.
This
court
has
recognized
four
elements
of
Utah
defamation
law,
as
enumerated
by
the
Utah
Supreme
Court:
“(1)
that
the
defendants
‘published
the
statements’;
(2)
that
the
‘statements
were
false,
defamatory,
and
not
subject
to
any
privilege’;
(3)
‘that
the
statements
were
published
with
the
requisite
degree
of
fault’;
and
(4)
that
‘their
publication
resulted
in
damage’
to
the
plaintiff.”
Hogan
,
762
F.3d
at
1105
(quoting
West
,
872
P.2d
at
1007
–
08).
Here,
only
the
second
element
is
at
issue:
whether
the
statements
were
false,
defamatory,
and
not
privileged
by
law.
Courts
have
enumerated
several
ways
in
which
a
statement
might
fail
to
meet
this
element.
For
example,
if
the
statement
is
itself
literally
true
and
does
not
implicitly
“convey
a
false
representation
of
fact,”
then
it
is
not
capable
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18
of
defamatory
meaning.
Id.
at
1106
(quoting
Dixson
v.
Newsweek,
Inc.
,
562
F.2d
626,
631
(10th
Cir.1977)).
Even
if
the
challenged
statement
may
not
be
literally
true,
where
“a
reasonable
reader
[or
viewer]
would
not
accept
the
statement[]
at
face
value,”
then
it
is
not
defamatory.
Hogan
,
762
F.3d
at
1106.
Additionally
,
if
a
statement
does
not
“impeach[]
an
individual
’s
honesty,
integrity,
virtue,
or
reputation,”
then
it
is
not
defamatory
under
Utah
law.
West
,
872
P.2d
at
1008.
The
First
Amendment
and
Utah’s
constitutional
law
each
also
provide
protection
for
certain
opinion
statements.
West
,
872
P.2d
at
1015,
1017;
Jefferson
Cnty.
Sch.
Dist.
No.
R-1
v.
Moody’s
Investor’s
Servs.,
Inc.
,
175
F.3d
848,
853
(10th
Cir.
1999).
1
Applying
these
legal
principles
to
the
contested
segments
in
the
series
is
the
challenge
of
this
appeal.
Consider
first
the
photo
of
Lichfield
tacked
to
a
bulletin
board,
juxtaposed
to
a
newspaper
headline
about
a
teen’s
death.
To
refresh:
this
scene
appears
at
the
opening
of
Part
3
,
in
which
the
camera
quickly
moves
from
point
to
point
on
the
bulletin
board
filled
with
images
from
Kubler’s
investigation.
She
narrates:
“It
bothers
me
how
people
low
on
the
totem
pole
end
up
taking
the
fall.
And
the
people
at
the
top
seem
to
get
away
with
murder.”
The
Program,
Part
3
at
00:27.
As
Kubler
narrates,
the
camera
rests
on
a
newspaper
clipping
from
the
Salt
Lake
Tribune
headlined
“As
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19
Therapy
Hikes
Reviewed,
Another
Teen
Dies
in
Program.”
Id.
Next
to
it
is
the
image
of
Lichfield.
See
id.
Lichfield
argues
that
the
photo,
newspaper
clipping,
and
narration
combine
to
create
a
defamatory
message:
that
he
was
involved
in
the
death
of
a
child.
5
This
purportedly
defamatory
message
was
never
directly
stated
in
the
series.
Instead,
“it
is
the
implication
arising
from
the
statement
and
the
context
in
which
it
was
made,”
that
“forms
the
basis
of
[Lichfield’s]
claim.”
West
,
872
P.2d
at
1011.
A
defamation-by
-
implication
claim
arising
under
Utah
law
is
reviewed
to
determine
whether
the
“the
gist
of
the
defendant’s
statement,
rather
than
its
literal
meaning
is
‘false,
defamatory,
and
not
subject
to
any
privilege.’”
Hogan
,
762
F.3d
at
1105
(quoting
West
,
872
P.2d
at
1007).
In
examining
the
gist
of
the
episode’s
challenged
segment,
courts
“conduct
a
context-
driven
assessment
of
the
alleged
defamatory
statement
and
reach
an
independent
5
In
the
Amended
Complaint,
Lichfield
characterized
this
segment
of
the
series
as
defamatory
because
it
implies
he
was
“responsible
for
a
murder,”
Aplt.
App.
at
17,
“either
facilitat[ed]
or
[was]
complicit
in
murder,”
id.
at
26,
28,
32,
“involved
in
a
murder,”
id.
at
34,
and
because
it
implicitly
“accused
[him]
of
murder,
id.
at
30.
In
his
district
court
opposition
to
the
motion
to
dismiss,
Lichfield
argued
that
he
was
falsely
accused
of
“being
complicit
in
or
getting
away
with
murder.”
Id.
at
225;
accord
id.
at
230,
232,
242,
245.
To
the
extent
that
Lichfield
attempts
to
argue
a
broader
theory
on
appeal
–
see
,
e.g.
,
Op.
Br.
at
35
(construing
the
series
as
alleging
that
“his
actions
contributed
to
deadly
outcomes
in
the
troubled-
teen
industry”)
–
it
is
outside
the
scope
of
our
review.
United
States
v.
Leffler
,
942
F.3d
1192,
1196
(10th
Cir.
2019)
.
Appellate
Case:
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conclusion
about
the
statement’s
susceptibility
to
a
defamatory
interpretation.”
O’Connor
v.
Burningham
,
165
P.3d
1214,
1222
(Utah
2007).
If,
in
context,
“a
reasonable
reader
would
not
accept
the
statements
at
face
value,”
then
“the
statements
do
not
cause
damage
to
the
plaintiff’s
reputation
and
are
therefore
not
defamatory.”
Hogan
,
762
F.3d
at
1106
(citing
Mast
v.
Overson
,
971
P.2d
928,
933
(Utah
Ct.
App.
1998)).
“In
this
evaluation
of
context,
we
should
examine:
(1)
the
words
themselves
and
their
implications;
(2)
the
entire
article
or
message;
(3)
the
events
or
disputes
that
gave
rise
to
the
article;
and
(4)
the
likely
effect
on
the
reasonable
reader.”
Id.
(citing
Dan
B.
Dobbs,
Paul
T.
Hayden,
and
Ellen
M.
Bublick,
The
Law
of
Torts
§
526
(2d
ed.
2014)).
We
start
by
considering
the
spoken
words.
Here,
Lichfield
complains
of
the
narrative
statement
that
“the
people
at
the
top
seem
to
get
away
with
murder,”
in
conjunction
with
a
flash
to
the
newspaper
headline
stating
that
“Another
Teen
Dies
in
Program.”
The
district
court
was
correct
that
the
phrase
“get
away
with
murder”
is
a
“common
idiom.”
Aplt.
App.
at
281.
Indeed,
it
is
“usually
used
figuratively
to
describe
someone
who
does
something
very
bad
or
wrong
without
being
criticized
or
punished.”
Get
A
way
with
Murder
,
Merriam
-
Webster.com,
https://perma.cc/R4EB
-5ZUT.
It
is
also
true,
though,
that
the
term
may
be
used
in
a
literal
sense
to
describe
a
person’s
evasion
of
culpability
for
homicide.
See
,
e.g.
,
Jed
S.
Rakoff,
Getting
Away
With
Murder
,
New
York
Review
of
Books,
Dec.
2020
(describing
allegations
that
corporate
executives
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“have
literally
gotten
away
with
murder”
by
virtue
of
deaths
connected
to
faulty
products);
Brown
v.
Hearst
Corp.
,
54
F.3d
21,
25
(1st
Cir.
1995)
(treating
rhetorical
question
of
whether
a
person
could
“get
away
with
murder”
as
contributing
to
a
TV
program’s
suggestion
that
a
man
had
killed
his
estranged
wife).
Here,
to
the
extent
that
the
term
“get
away
with
murder”
could
be
taken
literally,
the
headline’s
words
“Teen
Dies”
might
bolster
that
understanding.
That
the
challenged
phrase
may
–
in
the
abstract
–
denote
Lichfield’s
proffered
meaning
does
provide
some
evidence
in
Lichfield’s
favor.
But
this
is
far
from
dispositive
on
its
own.
West
,
872
P.2d
at
1009
n.15.
Unfortunately
for
Lichfield,
there
is
little
else
that
supports
his
argument.
In
analyzing
the
“entire
.
.
.
message,”
Hogan
,
762
F.3d
at
1106,
it
is
helpful
to
bear
in
mind
that
a
“writing
or
program
is
normally
viewed
as
a
whole.”
Brown
,
54
F.3d
at
27
(citing
William
Prosser
&
Page
Keeton,
Torts
781
(rev.
ed.
1984)).
Because
the
statements
challenged
in
this
case
arise
in
the
visual
medium
of
documentary
film,
we
find
especially
helpful
the
observation
that
“literary
context”
may
be
“critical
in
interpreting”
the
series
for
the
existence
of
defamatory
statements.
Dobbs
at
§
526
(2d.
ed.
2026).
And
in
viewing
all
three
episodes
of
the
documentary,
we
agree
with
the
district
court
that
the
series
repeatedly
uses
a
recurrent
trope
for
an
investigative
program:
a
bulletin
board
filled
with
documents,
maps,
images,
and
news
clippings
to
visually
symbolize
the
effort
toward
and
status
of
an
ongoing
investigation.
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See
,
e.g.
,
The
Accountant
2
(Artists
Equity
2025);
The
Wir
e,
Game
Day
(HBO
200
2
);
see
generally
Only
Murders
in
the
Building
(Hulu
2021)
.
But
the
contents
of
the
bulletin
board
do
not
necessarily
tell
a
coherent
visual
story.
For
instance,
in
Part
1
,
the
camera
pans
behind
Kubler’s
back
while
she
looks
at
the
bulletin
board
and
narrates:
“For
the
past
decade,
I’ve
been
investigating
the
program[.]”
The
Program,
Part
1
,
at
2:11.
At
this
point
and
from
this
angle,
the
bulletin
board
contains
photos
of
a
national
politician
juxtaposed
with
a
publication
titled
“Parent
Support
News”
and
near
a
news
clipping
headlined
“Czech
school
accused
of
torturing
pupils.”
See
id.
No
reasonable
viewer
would
perceive
this
juxtaposition
to
allege
that
the
politician
endorses
“Parent
Support
News”
as
a
publication
or
was
involved
in
torture
overseas.
Instead,
a
reasonable
viewer
would
understand
that
the
bulletin
board
is
filled
with
partially
refined
grist
for
the
mill
that
is
Kubler’s
investigation
into
the
troubled-
teen
industry.
It
may
be
that
placement
on
the
board
signifies
some
degree
of
relevance
to
her
investigation,
but
the
visual
presentation
does
not
go
so
far
as
to
convey
a
conclusive
link
between
items
and
images
by
virtue
of
their
proximity
to
one
another
on
a
bulletin
board.
When
our
view
of
the
series
becomes
wider,
Lichfield’s
claim
is
further
imperiled.
At
the
time
the
viewer
encounters
the
challenged
segment,
Lichfield
has
not
yet
even
been
introduced
by
name.
And
from
that
point
forward,
there
is
no
other
mention
–
throughout
the
entirety
of
the
three-hour
series
–
of
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death,
murder,
or
homicide
as
those
terms
could
be
taken
to
relate
to
Lichfield.
The
closest
Kubler
ever
gets
to
this
point
is
a
non-specific
reference
to
“crimes.”
See
infra
.
And
the
primary
and
motivating
event
that
gave
rise
to
the
series,
see
Hogan
,
762
F.3d
at
1106,
was
not
a
death
within
a
facility
but
instead
Kubler’s
reckoning
with
her
adolescent
experience
at
Ivy
Ridge.
The
totality
of
the
first
challenged
segment
consists
of
a
passing
visual
juxtaposition
and
the
use
of
an
idiomatic
expression.
Any
reasonable
viewer
would
understand
that
if
Kubler
had
meant
to
accuse
Lichfield
of
involvement
in
a
teen’s
death,
she
would
say
more
and
say
it
explicitly
at
some
point
in
the
series.
Thus,
in
this
context,
no
reasonable
viewer
could
accept
the
phrase
“seems
to
get
away
with
murder”
at
face
value,
cf.
Hogan
,
762
F.3d
at
1106,
but
would
instead
understand
it
to
be
“exaggerated
rhetoric
intended
to
spark
the
debate,”
CACI
Premier
Tech.,
Inc.
v.
Rhodes
,
536
F.3d
280,
301
(4th
Cir.
2008),
about
accountability
for
leaders
in
the
troubled-teen
industry.
The
first
challenged
segment
is
not
defamatory
as
a
matter
of
law.
2
We
next
turn
to
the
second
segment
at
issue,
wherein
Kubler
discusses
Lichfield’s
arrest
in
Costa
Rica.
About
halfway
through
Part
3
,
the
challenged
segment
is
introduced
by
an
interview
with
Lichfield’s
son.
After
the
son
describes
Lichfield’s
decision
to
open
a
school
in
Costa
Rica
called
Dundee,
Kubler
narrates:
“Dundee
was
only
open
for
nineteen
months
before
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authorities
were
alerted
to
abuse,
raided
the
facility,
and
Narvin
was
arrested.”
The
Program,
Part
3
at
30:36.
The
series
displays
a
clip
from
an
episode
of
Inside
Edition
contemporaneous
to
the
arrest
and
Kubler
further
narrates:
“Narvin
didn’t
waste
any
time
in
rebuilding
his
Costa
Rican
facility
into
a
new
program
called
Pillars
of
Hope,
only
seven
months
after
his
previous
program
was
raided.”
Id.
at
30:53.
Lichfield
contends
that
the
challenged
segment
is
made
defamatory
not
by
what
it
says
but
by
what
it
does
not
say
.
That
is,
his
Amended
Complaint
alleges
that
he
was
defamed
because
the
series
mentions
the
arrest
“without
disclosing
that
he
was
exonerated,
and
all
charges
dismissed
at
the
prosecutor’s
request.”
Aplt.
App.
at
23.
According
to
the
Amended
Complaint,
this
omission
would
lead
a
reasonable
viewer
to
wrongly
conclude
that
he
was
convicted
of
child
abuse.
Where
an
allegation
of
defamation
is
predicated
on
omission
rather
than
commission,
the
standard
for
liability
is
material
falsity.
Brokers’
Choice
,
861
F.3d
at
1108.
That
is,
so
long
as
the
matter
published
is
substantially
true,
the
First
Amendment
will
prohibit
liability
even
if
the
publisher
“failed
to
include
additional
facts
which
might
have
cast
plaintiff
in
a
more
favorable
or
balanced
light”
or
decided
“to
omit
facts
that
may
place
the
plaintiff
under
less
harsh
public
scrutiny.”
Id.
(quotations
omitted).
And
a
court
will
look
past
“minor
inaccuracies”
to
find
a
statement
substantially
true
“so
long
as
‘the
substance,
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the
gist,
the
sting’”
of
the
challenged
statement
“can
be
justified.”
Masson
v.
New
Yorker
Mag.,
Inc.
,
501
U.S.
496,
516
–17
(1991)
(quotation
omitted)
.
On
the
other
side
of
the
coin,
a
statement
is
materially
false
only
if
it
“produces
‘a
different
effect
on
the
mind
of
the
[viewer]
from
that
which
the
pleaded
truth
would
have
produced.’”
Schwartz
v.
Am.
Coll.
of
Emergency
Physicians
,
215
F.3d
1140,
1146
(10th
Cir.
2000)
(quoting
Masson
,
501
U.S.
at
517).
To
support
that
he
was
defamed
by
omission,
Lichfield
attempts
to
distinguish
and
leverage
the
difference
between
an
arrest
and
a
criminal
conviction.
However,
such
a
distinction
must
be
considered
against
the
substantial
truth
doctrine.
After
all,
this
court
has
credited
reasoning
that
although
there
is
“
some
difference
between
being
a
suspected
participant
in
a
heinous
bombing
and
being
a
material
witness
in
the
investigation”
of
that
bombing,
a
defamation
action
cannot
proceed
on
such
a
distinction.
Bustos
v.
A
&
E
Television
Networks
,
646
F.3d
762,
768
(10th
Cir.
2011)
(citing
Nichols
v.
Moore
,
477
F.3d
396,
398,
401
(6th
Cir.
2007)).
So,
to
the
extent
that
a
“respectable
community
member”
would
find
the
difference
between
an
arrest
and
a
conviction
“significant
enough
to
make
the
misstatement
actionable,”
id.
,
we
doubt
that
same
viewer
would
reason
in
the
first
instance
that
Lichfield’s
arrest
was
tantamount
to
his
guilt
and
subsequent
criminal
conviction.
That
is,
we
do
not
see
how
the
reasonable
viewer
could
be
ignorant
of
the
difference
between
arrest
and
conviction
but
knowledgeable
enough
to
credit
a
dismissal
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for
lack
of
evidence.
Even
assuming
away
ad
arguendo
the
inherent
tension
in
Lichfield’s
theory,
his
argument
has
a
bigger
problem.
That
problem
is
context.
“Trying
to
focus
on
the
defamatory
words
alone
would
be
like
trying
to
appreciate
a
pointillist
painting
by
Seurat
with
a
magnifying
glass—the
telling
pattern
would
be
lost
in
a
maze
of
dots.”
Hogan
,
762
F.3d
at
1106
(quoting
Dobbs
at
§
526
(2d
ed.
2014)).
The
relevant
context
here
is
that
throughout
the
series
Kubler
calls
for
law
enforcement
and
government
officials
to
investigate
and
punish
executives
in
the
troubled-
teen
industry.
See
,
e.g.
,
The
Program,
Part
3
at
49:30.
Indeed,
the
very
thesis
of
Kubler’s
policy
stance
in
the
third
episode
is
that
executives
like
Lichfield
have
evaded
liability
for
their
mistreatment
of
children.
And
just
after
the
challenged
segment,
Kubler
narrates
that
Lichfield
re-opened
the
Costa
Rican
facility
seven
months
after
the
raid
and
his
arrest.
See
The
Program,
Part
3
at
30:53.
Thus,
if
the
series
had
included
the
additional
facts
pleaded
in
the
Amended
Complaint
–
that
charges
“were
voluntarily
dropped
by
the
public
prosecutor
,”
which
is
“a
nearly
unprecedented
outcome
given
the
severity
of
the
underlying
allegations,”
Aplt.
App.
at
24
–
the
gist
of
the
challenged
statement
would
remain
the
same.
Or,
in
other
words,
the
inclusion
of
this
additional
information
would
produce
no
“different
effect,”
Schwartz
,
215
F.3d
at
1146,
than
that
already
conveyed:
executives
in
the
troubled-teen
industry
tend
to
avoid
legal
liability
for
what
the
speaker
argues
to
be
misconduct.
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27
Additionally,
a
series
such
as
The
Program
will
always
be
subject
to
an
editing
process
that
“obviously
entails
professional
judgment.
In
this
process
material
that
is
flattering
or
critical
of
a
particular
person
may
be
included
or
eliminated.”
Machleder
v.
Diaz
,
801
F.2d
46,
54
(2d
Cir.
1986).
A
person
who
is
the
subject
of
the
speech
is
not
entitled
to
hold
the
editor’s
pen
or
exercise
a
producer’s
review
merely
because
he
is
the
subject
of
a
given
segment
or
article.
Just
as
a
state
legislature
may
not
require
newspapers
to
publish
the
responses
of
political
candidates
to
unfavorable
stories,
Miami
Herald
Pub.
Co.
v.
Tornillo
,
418
U.S.
241,
258
(1974),
a
private
plaintiff
is
not
entitled
to
the
publication
of
every
fact
that
might
cast
him
“in
a
more
favorable
or
balanced
light,”
Brokers’
Choice
,
861
F.3d
at
1108
(quotation
omitted)
.
So
long
as
there
is
no
statement
of
material
falsehood
–
implied
or
otherwise
–
the
director,
editor,
and
producer
must
be
free
to
exercise
their
collective
editorial
discretion.
Here,
the
“substance,”
“gist,”
and
“sting”
of
the
challenged
statement
“can
be
justified.”
Masson
,
501
U.S.
at
516
–17.
In
other
words,
Lichfield
has
not
shown
this
speech
contained
material
falsehood.
And
without
material
falsity,
there
has
been
no
defamation.
Brokers’
Choice
,
861
F.3d
at
1108
.
The
district
court
correctly
found
that
the
purported
omission
cannot
render
the
truth
of
this
segment
defamatory.
We
agree
that
t
he
second
challenged
segment
is
also
not
susceptible
to
defamatory
meaning
as
a
matter
of
law.
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28
3
We
turn
now
to
the
third
challenged
segment
to
determine
whether
it
is
susceptible
to
a
defamatory
meaning.
The
scene
in
question
begins
at
a
Utah
karaoke
bar,
where
Kubler
drinks
from
a
pint
glass
and
Lichfield
performs
a
song
first
recorded
by
Frank
Sinatra.
The
Program,
Part
3
at
47:39.
While
Lichfield
dances,
Kubler
narrates:
It
was
surreal
to
see
Narvin
in
person,
k
nowing
everything
I
know
about
this
guy:
the
children
he
abused,
the
parents
he
conned,
all
the
crimes
he’s
gotten
away
with.
Yet,
here
he
is
–
free
as
a
bird,
singing
Frank
Sinatra
at
a
club
in
Utah.
I
didn’t
talk
to
him
because
I
didn’t
want
to
blow
my
c
over.
And
I
don’t
like
giving
abusers
a
platform
to
spew
their
bullshit.
Id.
at
48:04.
Once
Lichfield
has
returned
to
his
seat,
Kubler
takes
a
drink
from
a
shot
glass
chased
with
lime
before
performing
Blondie’s
“One
Way
or
Another”
with
two
friends.
Id.
at
48:30.
On
appeal,
Lichfield
contends
that
Kubler’s
narrative
statement
is
defamatory
because
it
makes
provably
false
assertions
of
facts
.
T
his
is
the
closest
call
of
the
three
challenged
segments.
But,
ultimately,
like
the
statements
associated
with
the
first
two
segments,
Kubler’s
statement
s
are
not
defamatory
as
a
matter
of
law.
The
inquiry
again
centers
on
whether
the
“
statements
were
false,
defamatory,
and
not
subject
to
any
privilege.”
Hogan
,
762
F.3d
at
1105
(quoting
West
,
872
P.2d
at
1007
–
08).
When
determining
whether
a
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29
statement
is
defamatory,
the
inquiry
consists
of
“a
context
-
driven
assessment
of
the
alleged
defamatory
statement.”
O’Connor
,
165
P.3d
at
1222.
And
our
contextual
analysis
relies
on
the
four
factors
discussed
above:
“(1)
the
words
themselves
and
their
implications;
(2)
the
entire
article
or
message;
(3)
the
events
or
disputes
that
gave
rise
to
the
article;
and
(4)
the
likely
ef
fect
on
the
reasonable
reader.”
Hogan
,
762
F.3d
at
1106.
A
lso
relevant
is
a
question
of
privilege.
Article
I
of
the
Utah
Constitution
protects
expression
of
opinion
even
where
that
opinion
might
otherwise
be
defamatory.
West
,
872
P.2d
at
1017.
And
the
Utah
Supreme
Court
has
provided
a
non-
exhaustive
four
factor
test
to
discern
whether
a
given
statement
is
either
factual
–
and
thus
potentially
susceptible
to
defamatory
meaning
–
or
privileged
opinion.
See
id.
at
1018.
The
factors
include:
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1)
“[T]he
common
usage
or
meaning
of
the
words
used;”
2)
“whether
the
statement
is
capable
of
being
objectively
verified
as
true
or
false;”
3)
“the
full
context
of
the
statement
–
for
example,
the
entire
article
or
column
–
in
which
the
defamatory
statement
is
made;
and”
4)
“the
broader
setting
in
which
the
statement
appears.”
Id.
(citing
Ollman
v.
Evans
,
750
F.2d
970,
979
(D.C.
Cir.
1984)
(en
banc)).
6
The
First
Amendment
does
not
provide
“a
wholesale
defamation
exemption
for
anything
that
might
be
labeled
‘opinion.’”
Milkovich
v.
Lorain
J.
Co.
,
497
U.S.
1,
18
(1990).
But
similar
principles
as
those
applicable
under
the
Utah
Constitution
are
operative,
including
a
requirement
that
the
plaintiff
show
proof
of
both
fault
and
falsity,
Philadelphia
Newspapers,
Inc.
v.
Hepps
,
475
U.S.
767,
776
(1986),
thus
exempting
from
liability
statements
made
by
media
defendants
on
matters
of
public
concern
that
constitute
only
“rhetorical
6
Th
is
non
-
exhaustive
list
of
factors
bears
some
resemblance
to
the
factors
relevant
to
determining
whether
a
statement’s
context
renders
it
non-
defamatory
despite
its
literal
words.
Cf.
Hogan
,
762
F.3d
at
1106
(citing
Dobbs
at
§
526
(2d
ed.
2014)).
The
partial
overlap
makes
sense:
there,
the
inquiry
is
whether,
in
context,
a
statement
is
defamatory
and
“convey[s]
a
false
representation
of
fact.”
Id.
(quotation
omitted).
Here,
the
inquiry
is
whether
the
statement
is
a
privileged
opinion
rather
than
a
factual
assertion.
We
recognize,
as
a
general
matter,
that
opinions
privileged
by
the
Utah
Constitution
might
also
(though
not
always)
independently
fail
to
constitute
defamation
in
the
first
instance
because
they
convey
no
objectively
verifiable
fact.
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31
hyperbole,”
Greenbelt
Co-op.
Pub.
Ass’n
v.
Bresler
,
398
U.S.
6,
14
(1970).
And
statements
that
may
not
“‘reasonably
be
interpreted
as
stating
actual
facts’
about
an
individual”
are
protected.
Milkovich
,
497
U.S.
at
20
(
alteration
adopted)
(quoting
Hustler
Magazine,
Inc.
v.
Falwell
,
485
U.S.
46,
50
(1988)).
These
First
Amendment
principles
can
reasonably
be
said
to
protect
at
least
“evaluative
opinions.”
Moody’s
Investor’s
Servs.
,
175
F.3d
at
853
.
This
means
that
statements
that
are
“too
indefinite
to
be
proven
true
or
false,”
that
are
not
subject
to
proof
of
falsity
by
objective
evidence,
or
that
are
based
on
factual
premises
that
have
already
been
“fully
disclosed”
are
exempt
from
liability
under
the
First
Amendment.
Id.
at
853
–54
(collecting
cases).
Kubler
argues
on
appeal
that
her
statements
made
at
the
karaoke
bar
are
protected
by
the
constitutions
of
both
the
United
States
and
Utah.
We
agree.
In
this
posture,
we
determine
whether
the
First
Amendment
protects
Kubler’s
statements
by
looking
to
whether
they
are
mere
evaluative
opinions
constituting
“rhetorical
hyperbole”
or
“imaginative
expression[]”
rather
than
“stating
actual
facts”
about
Lichfield.
Mink
v.
Knox
,
613
F.3d
995,
1005
(10th
Cir.
2010)
(quotation
omitted).
Because
this
analysis
overlaps
heavily
with
Utah’s
constitutional
analysis,
see
West
,
872
P.2d
at
1018,
we
will
discuss
the
doctrines
in
parallel
.
Begin
with
the
introductory
clause:
“It
was
surreal
to
see
Narvin
in
person[.]”
The
Program,
Part
3
at
48:04.
Because
it
describes
the
experience
of
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32
seeing
Lichfield
in
person,
we
can
infer
that
the
clause
is
drawn
from
the
speaker’s
personal
experience.
This
conclusion
is
further
reinforced
by
the
word
“surreal,”
which
itself
is
a
subjective,
qualitative
descriptive
term.
Because
there
is
nothing
inherently
surreal
about
seeing
a
person
singing
karaoke,
we
can
easily
infer
that
Kubler
is
describing
her
personal
and
subjective
experience
in
this
segment.
And,
in
the
next
portion
of
the
sentence,
the
narrator
makes
explicit
the
reason
for
her
experience
of
sur-
reality:
her
personal
knowledge.
She
continues:
“knowing
everything
I
know
about
this
guy:
the
children
he
abused,
the
parents
he
conned,
all
the
cri
mes
he’s
gotten
away
with.”
Id.
at
48:07.
Here,
in
referencing
what
she
knows,
Kubler
ties
the
subjectivity
of
her
experience
to
purportedly
real-
world
occurrences.
But
the
question
remains
whether
these
occurrences
are
“capable
of
being
objectively
verified
as
true
or
false.”
West
,
872
P.2d
at
1018
.
Or,
in
the
language
of
the
First
Amendment,
whether
they
are
“evaluative
opinions,”
that
are
“too
indefinite
to
be
proven
true
or
false,”
Moody’s
Investor’s
Servs.
,
175
F.3d
at
853,
or
“rhetorical
hyperbole”
that
falls
short
of
“stating
actual
facts”
about
Lichfield.
Mink
,
613
F.3d
at
1005.
Kubler
makes
three
allegations
that
she
presents
as
personal
knowledge.
The
first
is
that
there
are
children
whom
Lichfield
“abused.”
This
could
be
understood
in
a
certain
context
to
mean
specific
types
of
abuse.
For
instance,
if
a
prosecutor
at
a
criminal
hearing
in
a
Utah
courtroom
represented
to
a
judge
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33
that
a
particular
person
abused
children,
a
reasonable
listener
would
understand
that
to
be
an
accusation
of
violating
the
state’s
prohibition
on
child
abuse.
See
Utah
Code
Ann.
§
76-5
-109.
But
there
are
other
meanings
that
the
relevant
term
“abused”
can
and
does
take
in
common
speech.
Elsewhere
in
the
series,
the
term
“abuse”
is
used
to
refer
to
Ivy
Ridge
staff
members’
use
of
physical
restraints
that
seem
to
at
least
border
on
assault.
See
,
e.g.
,
The
Program,
Part
1
at
33:20.
This
term
is
also
used
to
refer
to
an
adult’s
sexual
exploitation
of
juveniles.
See
id.
at
41:45;
The
Program,
Part
2
at
59:20.
But
it
is
additionally
used
to
refer
to
allegations
of
“isolation”
and
“brainwashing.”
The
Program,
Part
2
at
14:44.
In
the
Amended
Complaint,
Lichfield
concedes
that
the
term
may
be
used
malleably.
He
alleges:
The
[s]eries
presented
allegations
of
“abuse”
that
conflate
loose
definitions
of
abuse
with
actual
claims
of
legal
abuse,
characterizing
the
military
academy-style
discipline
of
grossly
troubled
and
criminally
convicted
teenagers
(such
as
by
turning
ninety
degrees
at
corners)
as
abuse
while
then
accusing
youth
programs
it
claims
Narvin
was
involved
with
of
legitimate
abuse,
such
as
assault.
Aplt.
App.
at
18.
Dictionaries
confirm
that
the
term
can
take
a
broad
range
of
meanings.
People
have
been
abused
when
they
are
“treat[ed]
without
consideration
or
fairness,”
Abuse
,
Webster’s
Third
New
International
Dictionary
8
(2002),
“treat[ed]
.
.
.
with
cruelty
or
violence,”
Abuse
,
New
Oxford
American
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34
Dictionary
7
(3d
ed.
2010),
or
“hurt
or
injure[d]
by
maltreatment,”
Abuse
,
American
Heritage
Dictionary
of
the
English
Language
8
(5th
ed.
2016).
These
broader
definitions
surely
capture
conduct
that
would
fall
outside
the
scope
of
criminal
statutes.
So,
we
will
need
to
reference
more
than
just
the
literal
words
that
are
challenged.
Here,
again
,
context
is
critical.
Turning
back
briefly
to
our
hypothetical
criminal
proceeding,
we
would
say
that
the
“full
context”
of
a
prosecutor’s
statement
would
incorporate
the
“common
usage”
of
the
words
in
that
setting
to
mean
that
the
prosecutor
referred
to
a
violation
of
Utah’s
criminal
law.
See
West
,
872
P.2d
at
1018.
And
such
a
statement
would
be
“capable
of
being
objectively
verified,”
presumably
by
a
jury
or
other
factfinder
responsible
for
adjudicating
guilt
.
See
id.
But
when
looking
to
the
“full
context”
of
Kubler’s
statement
and
the
“broader
setting
in
which
[it]
appears,”
West
,
872
P.2d
at
1018,
we
reach
a
different
conclusion.
To
begin
with,
Kubler
is
not
a
prosecutor,
and
she
did
not
speak
in
the
context
of
a
criminal
hearing.
She
spoke,
instead,
in
a
narrative
dubbed
over
top
of
video
showing
people
drinking,
dancing,
and
singing
karaoke.
Shortly
after
the
challenged
segment,
Kubler,
speaking
to
the
camera
from
a
front
porch,
underlines
her
lack
of
legal
training.
During
this
monologue
she
concedes
that
she
does
not
know
if
a
law
enforcement
agency
will
investigate
Lichfield,
whether
he
will
be
subject
to
prison
time,
or
whether
he
will
be
subject
to
“whatever
punishment
is
due
for
people
who
abuse
children.”
The
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35
Program,
Part
3
at
49:45.
After
all,
Kubler
concedes,
“I’m
not
a
law
enforcement
agency,
I’m
just
a
kid
trying
to
expose
the
truth.
And
it
really
just
started
out
just
to
show
my
dad
because
he
didn’t
believe
me.”
Id.
at
50:05.
Indeed,
Kubler
is
the
quintessential
unreliable
narrator.
She
admits
that
she
is
“not
a
real
journalist”
and
more
of
an
“amateur
gumshoe.”
Id.
at
3:11.
Elsewhere
in
the
series
she
compares
herself
to
the
wrongly-imprisoned
protagonist
in
The
Count
of
Monte
Cristo
and
acknowledges
that
she
returned
to
Ivy
Ridge
to
get
“revenge.”
The
Program,
Part
1
at
27:47.
And
this
story
of
revenge
is
expressly
personal.
In
the
series’
early
segments,
she
describes
“look[ing]
back
at”
her
home
videos
“and
try[ing]
to
pinpoint
where
things
went
wrong.”
Id.
at
5:05.
She
describes
her
mother’s
death
from
cancer,
id.
at
5:32,
and
her
father’s
re
-marriage
to
her
“evil
stepmother,”
id.
at
6:08.
Kubler
recounts
that
when
things
“got
really
bad
at
home,”
she
began
“beg[ging]
her
dad
to
go
somewhere,
anywhere,
as
long
as
[Kubler]
didn’t
have
to
stay
with”
the
stepmother.
Id.
at
6:46.
The
series
explains
that
Kubler
enrolled
in
a
religious
boarding
school,
and
then,
upon
getting
expelled,
was
taken
to
Ivy
Ridge.
This
is
not
only
an
origin
story
but
a
personal
narrative
framework
around
which
the
series
is
built.
It
is
interspersed
with
clips
from
Kubler’s
childhood
home
videos,
see
,
e.g.
,
id.
at
4:31
;
The
Program,
Part
3
at
51:58,
a
nd
she
repeatedly
cries
while
discussing
the
effect
of
her
experience
at
Ivy
Ridge
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36
on
her
familial
relationships,
see
,
e.g.
,
The
Program,
Part
2
at
2
1
:40
(conversation
with
sisters);
id.
at
53:10
(conversation
with
father);
The
Program,
Part
3
at
50:05
(monologue
to
camera).
While
interviewing
a
purported
“cult
expert,”
Kubler
says
that
she’s
“been
going
through
a
years-
long
process
to
try
to
deprogram”
her
father
from
what
she
believes
to
be
a
cult.
The
Program,
Part
2
at
42:25.
She
cuts
off
in-person
communication
with
him
and
reproduces
images
of
his
emails
on
screen.
See
,
e.g.
,
id.
at
43:11.
When
they
meet
in
person
for
the
first
time
in
years,
she
records
it
.
Id.
at
54:20.
The
meeting
is
not
exactly
mutually
amicable.
When
he
arrives,
he
is
apparently
unaware
that
he
was
going
to
be
recorded.
The
first
thing
she
asks
him
is:
“What
do
you
have
to
say
for
yourself?”
Id.
at
54:50.
In
addition
to
centering
her
familial
relationships
in
the
narrative,
Kubler
also
discusses
the
effects
of
her
childhood
experiences
in
the
troubled-
teen
facility
on
her
mental
health.
When
burning
files
apparently
taken
from
Ivy
Ridge’s
abandoned
campus,
she
tells
her
friends:
“[T]his
is
therapy.”
The
Program,
Part
3
at
59:40.
She
is
also
shown
apparently
engaging
in
literal
talk
therapy,
id.
at
57:34,
and
discusses
her
symptoms
of
complex
post-
traumatic
stress
disorder,
id.
at
56:58,
and
anxiety,
which
she
attributes
to
her
time
at
Ivy
Ridge,
The
Program,
Part
2
at
57:45.
Kubler
does
not
just
articulate
these
negative
experiences
and
outcomes
and
attribute
them
to
the
troubled-teen
industry,
she
also
advocates
for
public
Appellate
Case:
25-4135
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37
policy
changes
and
law
enforcement
intervention.
When
interviewing
a
Utah
state
senator,
she
asks
him
to
watch
the
series
to
determine
if
Robert
Lichfield
–
the
Plaintiff-
Appellant’s
brother
–
should
be
put
on
a
“blacklist.”
The
Program,
Part
3
at
46:40.
In
a
different
segment,
she
calls
for
law
enforcement
“get
their
shit
together
and
investigate.”
Id.
at
49:45.
And
in
the
concluding
minutes
of
the
series,
she
broadens
her
demand
for
change:
“There
are
thousands
of
children
still
trapped
in
these
programs
.
.
.
the
abuse
of
a
child
is
the
business
of
anyone
who
knows
about
it.
And
now
you
know.”
Id.
at
1:03:35.
This
is
all
to
say
that,
contrary
to
the
operative
complaint,
the
series
does
not
“present[]
itself
as
an
objective
documentary”
as
a
reasonable
viewer
would
understand
it.
Contra
Aplt.
App.
at
16.
Kubler
admits
that
she
has
an
axe
to
grind
and
that
her
films
are
intended
to
be
a
piquant
commentary
on
boarding
schools
for
troubled
teens.
The
series
Kubler
created
is,
at
times,
highly
personal.
It
seeks
to
convince
her
father
that
her
complaints
are
non-frivolous.
And,
simultaneously,
it
seeks
to
motivate
law
enforcement,
legislators,
and
the
public
to
modify
their
positions
on
the
troubled-teen
industry.
Given
this
operative
context
and
the
broad
range
of
meanings
that
the
word
“abused”
can
take,
it
is
impossible
to
objectively
verify
whether
or
not
Lichfield
abused
children
in
the
meaning
expressed
by
this
segment.
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38
In
fact,
a
reasonable
viewer
would
understand
that
Kubler
refers
to
abuse
in
this
context
not
to
accuse
Lichfield
of
some
discrete
act
never
aired,
but
to
argue
that
he
is
responsible
for
conduct
facilitated
by
WWASP
that
–
in
her
view,
and
described
elsewhere
in
the
series
–
should
be
considered
abuse,
whether
or
not
it
is
violative
of
a
particular
criminal
statute.
As
Lichfield
concedes
on
video,
he’s
“either
a
sinner
or
a
saint
based
on
whatever
argument
you
want
to
believe.”
The
Program,
Part
3
at
24:01.
Kubler
wants
you
to
believe
Lichfield
is
a
sinner,
not
a
saint.
That
is
precisely
the
sort
of
subjective
view
that
the
Utah
C
onstitution
protects
as
privileged
opinion.
See
West
,
872
P.2d
at
1018.
And,
similarly,
under
the
First
Amendment,
she
has
stated
“evaluative
opinions
,”
Moody’s
Investor’s
Servs.
,
175
F.3d
at
853,
consisting
of
–
at
most
–
“rhetorical
hyperbole,”
Greenbelt
,
398
U.S.
at
14.
Kubler’s
references
to
“the
parents
[Lichfield]
conned,”
and
“all
the
crimes
he’s
gotten
away
with”
do
nothing
to
change
this
conclusion.
See
The
Program,
Part
3
at
48:04.
Like
“abused,”
the
term
“conned”
takes
a
broad
range
of
meanings.
And
it
is
used
earlier
in
the
episode
to
refer
to
WWASP’s
business
model
of
“holding
children
hostage
in
remote
locations
with
unqualified
staff,
while
they
con
parents
with
cult-like
seminars
and
collect
the
checks.”
Id.
at
22:20.
So,
again,
the
context
shows
that
Kubler
is
not
accusing
Lichfield
of
some
separate
criminal
fraud
but
instead
critiquing
a
business
model
that
she
views
and
presents
as
illegitimate.
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Case:
25-4135
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39
This
court
has
previously
credited
the
proposition
that
“lying”
may
be
nonactionable
hyperbole
because
it
applies
to
a
“spectrum
of
untruths.”
See
Brokers’
Choice
,
861
F.3d
at
1136
n.92
(citing
Underwager
v.
Channel
9
Australia
,
69
F.3d
361,
367
(9th
Cir.
1995).
And
we
have
also
recognized
that
the
First
Amendment
protected
a
news
broadcast’s
opinion
that
a
particular
product
was
a
“scam,”
Moody’s
Investor’s
Servs.
,
175
F.3d
at
854
(citing
NBC
Subsidiary
(KCNC-
TV),
Inc.
v.
Living
Will
Ctr.
,
879
P.2d
6,
11
–
12
(Colo.
1994)
(en
banc)),
because
the
statement
expressed
“nothing
more
than
his
judgment
that
people
need
not
pay
for
a
[certain
product]
because
they
can
get
[the
most
valuable
portion]
free,”
Living
Will
Ctr.
,
879
P.2d
at
11.
The
same
principle
applies
here.
Indeed,
its
application
is
even
more
powerful
where
it
is
presented
not
by
a
traditional
broadcast
journalist
but
by
a
self-admitted
“amateur
gumshoe”
who
thinks
of
herself
as
a
“kid”
and
admits
she
is
out
for
“revenge.”
For
its
part,
“crime[]”
can
reasonably
be
said
to
refer
to
conduct
prohibited
by
the
broad
scope
of
the
criminal
law.
To
the
extent
that
Kubler
could
be
alleging
that
Lichfield
violated
some
already
extant
criminal
statutes
(and
is
not
merely
arguing
for
a
shift
in
public
policy
to
create
new
substantive
crimes),
her
amorphous
allegations
are
untethered
from
specific
allegations
of
criminal
activity
that
could
be
actionable
under
defamation
laws.
This
sort
of
general
reference
to
criminal
activity
is
the
sort
of
thing
that
is
not
“capable
of
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40
being
objectively
verified
as
true
or
false,”
West
,
872
P.2d
at
1018,
because
“there
is
simply
no
objective
evidence
that
could
prove
that
[it
is]
false,”
Moody’s
Investor’
s
Servs.
,
175
F.3d
at
85
4.
The
broad
-sweeping
and
inherently
subjective
language
of
Kubler’s
statements,
in
conjunction
with
context
that
exacerbates
their
subjectivity,
render
her
speech
protected
as
privileged
opinion
under
the
Utah
Constitution
and
as
evaluative
opinion
under
the
First
Amendment.
The
district
court
correctly
held
that
Lichfield
failed
to
allege
a
statement
capable
of
defamatory
meaning
in
this
third
contested
segment
.
C
We
next
turn
to
Lichfield’s
anti-SLAPP
arguments
made
on
appeal,
which
differ
from
the
argument
he
made
before
the
district
court.
On
appeal,
Lichfield
argues
that
“state
anti-
SLAPP
laws
do
not
apply
in
federal
diversity
actions
under
Erie
.”
Op.
Br.
at
48
(bolding
and
capitalization
omitted).
Additionally,
he
argues
that
the
district
court
independently
erred
by
treating
the
anti-
SLAPP
standard
as
equivalent
to
Rule
12(b)(6)
and
“impos[ing]
a
consequence
(fee-shifting)
that
would
not
normally
attach”
to
dismissal
under
that
Rule.
Id.
at
53
.
But
Lichfield
made
neither
of
these
arguments
in
the
district
court.
In
fact,
his
district
court
arguments
were
directly
contrary
to
the
arguments
now
made
on
appeal.
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41
The
invited
error
doctrine
“prevents
a
party
who
induces
an
erroneous
ruling
from
being
able
to
have
it
set
aside
on
appeal.”
United
States
v.
Burson
,
952
F.2d
1196,
1203
(10th
Cir.
1991)
.
Or,
stated
otherwise,
it
“precludes
a
party
from
arguing
that
the
district
court
erred
in
adopting
a
proposition
that
the
party
had
urged
the
district
court
to
adopt.”
Peterson
v.
Martinez
,
707
F.3d
1197,
1208
(10th
Cir.
2013)
(quoting
United
States
v.
DeBerry
,
430
F.3d
1294,
1302
(10th
Cir.
2005)).
Because
the
doctrine
only
applies
when
the
party
has
decided
to
argue
a
particular
point,
it
is
treated
as
a
species
of
waiver,
rather
than
forfeiture.
Id.
(citing
United
States
v.
Zubia-Torres
,
550
F.3d
1202,
1206
(10th
Cir.
2008)).
The
doctrine
applies
here.
In
the
district
court,
Kubler
filed
an
omnibus
motion
to
dismiss
under
Rule
12(b)(6)
and
to
strike
pursuant
to
state
anti-
SLAPP
laws.
In
the
motion,
she
argued
that
Utah
and
California
anti-SLAPP
laws
are
identical
for
the
purposes
of
this
case,
and
–
in
the
alternative
–
that
the
district
court
should
apply
California’s
law.
Lichfield
filed
a
brief
in
opposition.
On
the
first
page
of
his
brief,
he
included
a
footnote
stating:
“Lichfield
argues
that
the
Utah
[anti-
SLAPP
law]
should
be
applied
to
all
claims
in
this
matter.”
Aplt.
App.
at
225
n.1
.
Then,
he
headed
the
relevant
subsection
of
his
brief,
in
bold:
“The
Utah
[Anti-SLAPP
Law]
Applies.”
Id.
at
239.
In
support
of
this
argument
he
cited
to
Erie
Railroad
Co.
v.
Tompkins
for
the
proposition
that
“federal
courts
sitting
in
diversity
apply
the
forum
state’s
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substantive
law.”
Id
.
at
240
(citing
304
U.S.
64
(1938)).
He
went
on
to
argue
that
application
of
the
Utah
law
“does
not
automatically
dismiss
[his]
claims.
The
court
must
still
conduct
a
claim-
by
-claim
analysis
under
the
Rule
12(b)(6)
standard.”
Id
.
So,
when
Lichfield
now
argues
on
appeal
that
“under
binding
Tenth
Circuit
precedent,
the
district
court
should
have
denied
the
anti-SLAPP
motion
outright
on
Erie
grounds,”
Op.
Br.
at
52,
his
audience
is
unreceptive.
Lichfield
made
precisely
the
opposite
argument
in
district
court:
that
Erie
should
lead
to
application
of
Utah
anti-SLAPP
law
and
that
his
claims
survived
the
motion.
Lichfield
could
have
argued
to
the
district
court
that
state
anti-SLAPP
laws
are
categorically
inapplicable
in
federal
court,
and
–
in
the
alternative
–
that
Utah
law
would
be
the
appropriate
choice
of
law
if
application
of
such
laws
did
comport
with
Erie
.
Cf.
Peterson
,
707
F.3d
at
1208.
But
Lichfield
made
no
such
argument.
Thus,
on
appeal,
he
“cannot
be
heard
to
complain
of
any
[such]
alleged
error.”
Id.
The
same
principle
applies
to
Lichfield’s
argument
that
the
district
court
erred
by
treating
the
anti-SLAPP
standard
as
equivalent
to
Rule
12(b)(6).
He
asked
the
district
court
to
follow
that
procedure.
Now,
unhappy
with
the
result,
he
complains
that
the
district
court
accepted
his
argument.
He
has
invited
these
errors,
and
so
he
must
live
with
them.
We
treat
Lichfield’s
anti-SLAPP
arguments
as
waived.
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43
D
Lichfield
additionally
argues
that
the
district
court
erred
by
dismissing
his
suit
without
granting
him
leave
to
amend
the
complaint.
But
he
also
implicitly
concedes
that
he
did
not
move
for
leave
to
amend
in
the
manner
contemplated
by
our
caselaw
.
See
Reply
Br.
at
24
–25.
And
he
is
right
to
concede,
because
his
opposition
to
dismissal
in
the
district
court
contained
only
one
line
requesting
leave
to
amend,
and
only
if
Kubler’s
motion
was
granted.
This
court
has
said
that
a
“single
sentence,
lacking
a
statement
for
the
grounds
for
amendment
and
dangling
at
the
end
of
[a]
memorandum
[does]
not
rise
to
the
level
of
a
motion
for
leave
to
amend.”
Calderon
v.
Kansas
Dep’t
of
Soc.
&
Rehab
.
Servs.
,
181
F.3d
1180,
1187
(10th
Cir.
1999).
We
think
it
makes
no
difference
for
purposes
of
this
rule
that
Lichfield’s
single
sentence
appeared
on
the
first,
rather
than
last,
page
of
his
opposition
briefing.
Because
he
did
not
move
for
leave
to
amend
in
the
manner
required,
the
district
court
“did
not
abuse
its
discretion
in
failing
to
address
[his]
request.”
Id.
E
Finally,
we
address
an
issue
that
only
became
operative
on
appeal.
In
his
O
pening
Brief,
Lichfield
included
citation
to
a
legal
authority
that
does
not
exist,
see
Op.
Br.
at
39,
and
characterized
two
cases
in
manners
wholly
unsupported
by
the
text
of
the
opinions,
see
Op.
Br.
at
43,
45.
Kubler
pointed
out
these
errors
in
response,
see
Resp.
Br.
at
48–
49,
and
although
Lichfield
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44
conceded
in
reply
that
his
Opening
Brief
“contained
several
citation
errors”
and
contended
that
the
errors
“h[ad]
been
corrected,”
he
did
not
file
a
corrected
brief,
see
Reply
Br.
at
6.
When
questioned
at
oral
argument,
counsel
offered
to
file
a
notice
directly
correcting
the
statements
at
issue.
And,
indeed,
the
authoring
attorney
filed
the
next
day
a
Notice
of
Errata
,
identifying
the
specific
errors
in
the
opening
brief
and
providing
actual,
existing
authority
that
could
support
the
arguments
made.
The
rules
of
this
court
provide
that
when
an
attorney
presents
a
brief
to
the
court,
they
certify,
inter
alia
,
that
they
have
undertaken
a
reasonable
inquiry
to
ensure
that
“the
issues
presented
are
warranted
by
existing
law
or
by
a
nonfrivolous
argument
for
extending,
modifying,
or
reversing
existing
law.”
10th
Cir.
R.
46.5(B)(2).
It
should
go
without
saying
that
a
bare-
minimum
reasonable
inquiry
will
ensure
legal
authorities
cited
in
papers
submitted
to
the
court
actually
exist,
and
the
quotations
or
propositions
attributed
to
them
also
exist.
The
Opening
Brief
in
this
case
therefore
failed
to
fully
comply
with
Rule
46.5.
The
filing
of
this
non-compliant
brief
is
conduct
sanctionable
at
our
discretion
.
10th
Cir.
R.
46.5(C).
Our
rules
empower
us
to
issue
sua
sponte
sanctions,
which
may
include:
dismissal
of
the
appeal,
an
order
of
monetary
payments,
initiation
of
disciplinary
proceedings,
and
an
order
to
pay
the
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45
opposing
party’s
reasonable
expenses
that
resulted
from
the
paper
in
question.
Id.
This
court
has
recently
issued
sanctions
for
the
use
of
generative
artificial
intelligence
that
resulted
in
the
filing
of
a
brief
with
citations
to
seven
cases
that
do
not
exist
and
two
cases
that
do
exist
but
do
not
contain
the
quotations
that
the
briefing
alleged.
Amarsingh
v.
Frontier
Airlines,
Inc.
,
No.
24-1391,
2026
WL
352016,
at
*5
(10th
Cir.
Feb.
9,
2026)
(unpublished).
7
There,
the
filer
–
who
is
a
barred
attorney
but
was
litigating
the
case
pro
se
–
addressed
the
issue
with
“candor,”
and
we
stated
that
we
“appreciate
that
she
is
willing
to
try
to
do
better”
and
“may
have
taken
steps
in
that
direction.”
Id.
at
*6.
But
this
was
ultimately
not
sufficient
to
wholly
mitigate
her
frivolous
argument.
Id.
at
*7.
We
thus
ordered
the
attorney
to
pay
$1,000
to
offset
opposing
counsel’s
fees
and
costs
and
directed
the
Clerk’s
Office
to
refer
the
matter
to
the
relevant
disciplinary
body.
Id.
at
*7
–8.
Here,
the
errors
are
not
as
egregious.
Although
we
assume
the
use
of
generative
artificial
intelligence
led
to
the
misrepresentations
of
legal
authority,
the
brief
here
had
significantly
fewer
errors
than
in
Amarsingh
.
But,
on
the
other
hand,
generative
artificial
intelligence
is
no
longer
a
novel
tool.
Attorneys
who
choose
to
use
it
must
be
willing
to
also
apply
“actual
intelligence
7
We
cite
unpublished
decisions
for
their
persuasive
value
only
and
do
not
treat
them
as
binding
precedent.
10th
Cir.
R.
32.1(A).
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
45
46
in
its
execution.”
Id.
at
*6
(quotation
omitted).
We
are
further
concerned
that
the
Reply
Brief
did
not
appropriately
remedy
the
misstatements
of
law.
After
briefly
acknowledging
“several
citation
errors”
and
contending
that
they
“have
been
corrected,”
counsel
went
on
to
attack
the
opposing
party.
Reply
Br.
at
6.
He
contended
that
“[t]he
more
significant
issue”
was
“mischaracterizations
of
controlling
authority”
in
the
Response
Brief.
Id.
But
those
purported
mischaracterizations
were
grounded
in
the
words
of
cases
that
indeed
exist.
It
is
the
court
that
decides
which
issues
are
“more
significant.”
And
the
errors
in
the
Opening
Brief
are
more
significant
in
this
case.
We
appreciate
that
counsel
filed
a
Notice
of
Errata
the
day
after
oral
argument.
But
it
should
not
have
taken
questioning
at
argument
to
elicit
such
a
response.
Submission
of
a
brief
containing
fabricated
or
hallucinated
citations
is
a
divergence
from
the
standards
expected
of
attorneys
appearing
before
this
court.
Any
such
error
should
be
corrected
explicitly
and
without
prompting.
The
missteps
in
this
case
do
not
merit
sanctions.
However,
counsel
should
take
note
that
although
generative
artificial
intelligence
may
attract
with
the
promise
of
less
laborious
brief
writing,
its
use
may
result
in
hallucinated
falsities.
Counsel
is
responsible
for
ensuring
briefs
and
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
46
47
representations
made
to
the
court
are
warranted
by
the
law
and
supported
by
the
record
,
no
matter
the
technology
used
to
create
them.
AFFIRMED.
Appellate
Case:
25-4135
Document:
44-1
Date
Filed:
07/27/2026
Page:
47
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