issues.” Gov’t Brief at 25 (citing United States v. Parker, 903 F.2d 91, 98 (2d Cir.1990); United States v. Walker, 835 F.2d 983, 989 (2d Cir.1987); United States v. Bubar, 567 F.2d 192, 199 (2d Cir.), cert. denied, 434 U.S. 872, 98 S.Ct. 217, 54 L.Ed.2d 151 (1977)).
In view of the foregoing, we cannot find that the court’s factual findings as to the conference regarding Polizzi’s impending absence, and Polizzi’s presence at that conference, were clearly erroneous. The court’s explicit rejection of Polizzi’s assertion that he was not present for the colloquy cannot be deemed unreasonable when three individuals recalled his presence at such a conference, and only Polizzi, who had the most compelling motive conveniently to forget the episode, maintained that he was not present.
See supra pp. 1316-1318. In addition, we note that although in testifying at the evidentiary hearing Polizzi denied his own presence at any colloquy, he effectively corroborated the court’s finding that a colloquy as to the waiver did, in fact, occur.
See Joint App. at 119-20. Further, Polizzi’s counsel at the hearing stated in an exchange with the court that “I am absolutely certain Mr. Querques made an application [as to the waiver].”
Id. at 231.
Having found that the court’s factual findings were not clearly erroneous, we turn under the
Fontanez analysis to the question of whether the court properly exercised its discretion in concluding, on the basis of these factual findings, that Polizzi knowingly and voluntarily waived his right to be present at trial.
See North Carolina v. Butler, 441 U.S. 369, 374-75, 99 S.Ct. 1755, 1757-58, 60 L.Ed.2d 286 (1979) (quoting
Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019,1023, 82 L.Ed. 1461 (1938)) (“the question of waiver must be determined on ‘the particular facts and circumstances surrounding that case, including the background, experience, and conduct of the accused.’ ”)
2. Finding of Knowing and Voluntary Waiver
Polizzi submits that, even assuming the truth of the facts found by the district court, the court’s ultimate conclusion that a knowing and voluntary waiver had resulted is in error. He asserts that the reconstructed record could not have established an effective waiver where such purported waiver was neither personally made by him, nor made by him with full knowledge of his rights. We disagree.
As an initial matter, we take issue with Polizzi’s contention that the trial court must conduct a direct colloquy with the defendant. Although it is certainly preferable that the waiver come from the defendant directly, there is no constitutional requirement to that effect.
See Crutcher, 405 F.2d at 244. In
Crutcher, this Court specifically rejected the argument that only the defendant could personally waive his right to be present.
See id. at 343 (“the issue is whether Payne
or his counsel have made an effective waiver.”) (emphasis added);
see also United States v. Dioguardi, 428 F.2d 1033, 1039-40 (2d Cir.),
cert. denied, 400 U.S. 825, 91 S.Ct. 50, 27 L.Ed.2d 54 (1970). To hold otherwise, specifically, that an effective waiver requires the defendant’s personal statement in court, would be to construct what Judge Leval wisely regarded as a “burdensome, impractical and wholly unnecessary” rule. Joint App. at 31. Indeed, taken to its logical conclusion, such a rule would work the unwieldly result of leaving ineffective as a waiver the voluntary failure to appear for trial.
See United States v. Sanchez, 790 F.2d 245, 250 (2d Cir.),
cert. denied, 479 U.S. 989,107 S.Ct. 584, 93 L.Ed.2d 587 (1986) (where defendant failed to appear at trial, and defense counsel acknowledged that “there is no evidence where [Sanchez] is”, the district court did not err in finding a voluntary waiver by defendant of his right to be present).
Polizzi next argues that, even if a waiver need not have come directly from his mouth, any waiver by his counsel could not have been effective. Since he now claims ignorance of the severance and adjournment alternatives purportedly available to him, Polizzi argues the waiver cannot be said to have been knowing and voluntary. In his ruling, Judge Leval rejected the no