-, 107 S.Ct. 1373, 94 L.Ed.2d 689 (1987). See generally Johnson & Cassady, Frivolous Lawsuits and Defensive Responses to Them — What Relief is Available?, 36 Ala.L.Rev. 927 (1985); Comment, Courts Are No Place for Fun and Frivolity: A Warning to Vexatious Litigants and Over-Zealous Attorneys, 20 Willamette L.Rev. 441 (1984).
As the Oliveri court noted, the different grounds for awarding sanctions and shifting attorneys’ fees are distinct and require a close and careful analysis. Although the district judge mentioned the various grounds, it is just not clear which of the various grounds was the basis of the sanction against Rathbun and Ruben. We therefor consider each of the grounds advanced by the district judge and briefly set forth the differences between them.
1. “Bad Faith”
A district judge has inherent equitable power to award attorneys’ fees for “bad faith” or frivolous conduct of a case. See, e.g., Roadway Express, supra, 447 U.S. at 765-67, 100 S.Ct. at 2463-65 (citing Browning Debenture Holders’ Committee v. DASA Corp., 560 F.2d 1078, 1088 (2d Cir.1977)). This power extends to parties as well as attorneys. Oliveri, supra, 803 F.2d at 1272; Jones v. Continental Corp., 789 F.2d 1225, 1229 (6th Cir.1986). We have discussed the “bad faith” rule at length in Shimman v. International Union of Operating Eng’rs, Local 18, 744 F.2d 1226, 1228-30 & nn. 5, 6 (6th Cir.1984) (collecting cases), cert. denied, 469 U.S. 1215, 105 S.Ct. 1191, 84 L.Ed.2d 337 (1985).
There are only two aspects of the “bad faith” rule implicated by the district judge’s opinion imposing sanctions here— “(1) bad faith occurring during the course of the litigation; [and] (2) bad faith in bringing [the] action or causing [the] action to be brought....” Shimman, 744 F.2d at 1230. The district judge did not clearly delineate which of these two grounds supported the sanctions against Rathbun and Ruben, respectively. As we note below, however, the only plausible ground for a bad faith finding under the circumstances of this case must be found in the conduct of the litigation and not in bringing it.
2. 28 U.S.C. § 1927
Section 1927 of Title 28 provides for an award of attorneys’ fees where an attorney “multiplies the proceedings in any case unreasonably and vexatiously_” As explained in the legislative history of the 1980 amendment to section 1927, the section is designed as a sanction against dilatory litigation practices and is intended to require an attorney to satisfy personally the excess costs attributable to his misconduct. See H.R.Rep. No. 1234, 96th Cong., 2d Sess. 8, reprinted in 1980 U.S.Code Cong. & Ad. News 2716, 2781, 2782. See generally Annotation, What Conduct Constitutes Multiplying Proceedings Unreasonably and Vexatiously so as to Warrant Imposition of Liability on Counsel Under 28 USCS § 1927 for Excess Costs, Expenses, and Attorney Fees, 81 A.L.R. Fed. 36 (1987).
In
United States v. Ross, 535 F.2d 346 (6th Cir.1976), we initially defined “unreasonably and vexatiously” to mean “an intentional departure from proper conduct, or, at a minimum, ... a reckless disregard of the duty owed by counsel to the court,”
Id. at 349. We stated in
Ross that unintended, inadvertent, and negligent acts will not support an award under section 1927,
id. at 349-50, even if significant costs are incurred by the court and opposing parties as a result thereof. As explained in
Colucci v. New York Times Co., 533 F.Supp. 1011, 1013-14 (S.D.N.Y.1982), care must be taken in assessing attorneys’ fees under section 1927 lest attorneys be deterred from their duty to “represent [a] client zealously....”
Model Code of Professional Responsibility EC 7-1 (1980).
More recently, we have noted a relaxed standard applicable to section 1927 determinations. In In Re: Jaques, 761 F.2d 302 (6th Cir.1985), cert. denied, — U.S. -, 106 S.Ct. 1259, 89 L.Ed.2d 570 (1986), the majority opinion suggested that intent is no longer relevant to such determinations, id. at 306, although a majority of the panel could not agree on this rule. However, a